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EX-99.1 - EX-99.1 - WALTER INVESTMENT MANAGEMENT CORPd472945dex991.htm

 

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

 

FORM 8-K

 

 

CURRENT REPORT

PURSUANT TO SECTION 13 OR 15(d) OF THE

SECURITIES EXCHANGE ACT OF 1934

Date of Report (Date of earliest event reported): January 24, 2013 (January 23, 2013)

 

 

Walter Investment Management Corp.

(Exact name of registrant as specified in its charter)

 

 

 

Maryland   001-13417   13-3950486

(State or other jurisdiction

of incorporation)

 

(Commission

File Number)

 

(I.R.S. Employer

Identification No.)

3000 Bayport Drive, Suite 1100

Tampa, Florida 33607

(813) 421-7605

(Address, including zip code, and telephone number, including area code, of registrant’s principal executive offices)

N/A

(Former name or former address, if changed from last report)

 

 

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

 

¨ Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

 

¨ Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

 

¨ Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

 

¨ Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

 

 

 

 


Item 3.01 Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing.

Walter Investment Management Corp. (the “Registrant” or the “Company”) has received authorization from NYSE Regulation, Inc. to transfer the listing of its common stock, par value $0.01 per share (“Common Stock”) from the NYSE MKT exchange (the “NYSE MKT” and formerly known as the NYSE Amex) to the New York Stock Exchange (“NYSE”). The Common Stock began trading on the NYSE on January 23, 2013, under its current ticker symbol “WAC.” A copy of the press release announcing the actions described in this Item 3.01 is attached hereto as Exhibit 99.1.

Item 9.01 Financial Statements and Exhibits.

 

(d) Exhibits

 

99.1    Press release, dated January 17, 2013.


SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

 

   

WALTER INVESTMENT

MANAGEMENT CORP.

Date: January 24, 2013   By:  

/s/ Stuart Boyd

    Stuart Boyd, Vice President,
    General Counsel and Secretary


EXHIBIT INDEX

 

Exhibit
Number
   Description
99.1    Press release, dated January 17, 2013.