|EX-99.1 - EXHIBIT 99.1 - TICC Capital Corp.||v317164_ex99-1.htm|
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
Current Report Pursuant to Section 13 or 15(d) of
the Securities Exchange Act of 1934
Date of Report (Date of earliest event reported):
June 27, 2012 (June 27, 2012)
TICC CAPITAL CORP.
(Exact name of registrant as specified in its charter)
|(State or other jurisdiction||(Commission File Number)||(I.R.S. Employer Identification No.)|
8 Sound Shore Drive, Suite 255
Greenwich, CT 06830
(Address of principal executive offices and zip code)
Registrant’s telephone number, including area code: (203) 983-5275
Check the appropriate box below if the Form 8-K is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
[ ] Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
[ ] Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
[ ] Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
[ ] Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
Item 5.07. Submission of Matters to a Vote of Security Holders
TICC Capital Corp. (the “Company”) reconvened its Annual Meeting of Shareholders on June 27, 2012, which was previously adjourned pursuant to a shareholder vote on June 6, 2012, and submitted one matter to the vote of the shareholders. A summary of the matter voted upon by shareholders is set forth below.
Shareholders elected two nominees for directors, each to serve for a three-year term to expire at the 2015 Annual Meeting of Shareholders based on the following votes:
|Votes For||Votes Withheld||Broker Non-Votes|
|Jonathan H. Cohen||19,514,649||904,868||14,638,526|
|G. Peter O’Brien||19,197,042||1,222,475||14,638,526|
On June 27, 2012, the Company issued a press release announcing the election of the two nominees for directors. A copy of the press release is attached hereto as Exhibit 99.1.
Item 9.01 Financial Statements and Exhibits.
|99.1||Press Release, dated June 27, 2012|
Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
|Date: June 27, 2012||TICC CAPITAL CORP.|
|By:||/s/ Saul B. Rosenthal|
|Saul B. Rosenthal|