UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 8-K
CURRENT REPORT
Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934
Date of Report (Date of earliest event reported): June 1, 2012
EMERGING CTA PORTFOLIO L.P.
(Exact name of registrant as specified in its charter)
New York 0-53211 04-3768983
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(State or other (Commission File (IRS Employer
jurisdiction of Number) Identification No.)
incorporation)
c/o Ceres Managed Futures LLC
522 Fifth Avenue - 14th Floor
New York, NY 10036
(Address and Zip Code of principal executive offices)
Registrant's telephone number, including area code: (212) 296-1999
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Not Applicable
(Former name or former address, if changed since last report)
Check the appropriate box below if the Form 8-K filing is intended to
simultaneously satisfy the filing obligation of the registrant under any of the
following provisions (see General Instruction A.2. below):
|_| Written communications pursuant to Rule 425 under the Securities Act
(17 CFR 230.425)
|_| Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17
CFR 240.14a-12)
|_| Pre-commencement communications pursuant to Rule 14d-2(b) under the
Exchange Act (17 CFR 240.14d-2(b))
|_| Pre-commencement communications pursuant to Rule 13e-4(c) under the
Exchange Act (17 CFR 240.13e-4(c))
Item 3.02 Unregistered Sales of Equity Securities
On June 1, 2012, the registrant issued 1,554.8219 units of limited partnership
interest (“Units”) in exchange for $2,229,739 in a transaction that was not registered
under the Act. The Units were issued in reliance upon applicable exemptions from
registration under Section 4(2) of the Act and Section 506 of Regulation D promulgated there
under.
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the
registrant has duly caused this report to be signed on its behalf by the
undersigned hereunto duly authorized.
EMERGING CTA PORTFOLIO L.P.
By: Ceres Managed Futures LLC,
General Partner
By /s/ Walter Davis
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Walter Davis
President and Director
By /s/ Brian Centner
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Brian Centner
Chief Financial Officer
Date: June 5, 2012
Ceres Managed Futures LLC
522 Fifth Avenue - 14th Floor
New York, NY 10036
June 5, 2012
VIA EDGAR
Securities and Exchange Commission
100 F Street, N.E.
Washington, D.C. 20549
Re: Emerging CTA Portfolio L.P.
Current Report on Form 8-K
Ladies and Gentlemen:
On behalf of Emerging CTA Portfolio L.P. and pursuant to Rule 13a-11 promulgated
by the Securities and Exchange Commission (the "Commission"), we transmit
herewith for filing with the Commission via EDGAR a Current Report on Form 8-K
pursuant to the Securities Exchange Act of 1934 and the rules and regulations
there under.
Should members of the Commission's staff have any questions or comments with
respect to this filing, please contact the undersigned at (212) 296-1296.
Very truly yours,
/s/ Delores Jaramillo
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Delores Jaramillo