Attached files

file filename
10-Q - FORM 10-Q - HARBOR DIVERSIFIED, INC.d235792d10q.htm
EX-3.2 - CERTIFICATE OF AMENDMENT TO THE AMENDED AND RESTATED CERTIFICATE - HARBOR DIVERSIFIED, INC.d235792dex32.htm
EX-3.1 - AMENDED AND RESTATED CERTIFICATE OF INCORPORATION - HARBOR DIVERSIFIED, INC.d235792dex31.htm
EX-31.1 - CERTIFICATION - HARBOR DIVERSIFIED, INC.d235792dex311.htm
EX-32.1 - CERTIFICATION - HARBOR DIVERSIFIED, INC.d235792dex321.htm
EX-31.2 - CERTIFICATION - HARBOR DIVERSIFIED, INC.d235792dex312.htm
EXCEL - IDEA: XBRL DOCUMENT - HARBOR DIVERSIFIED, INC.Financial_Report.xls

Exhibit 3.3

CERTIFICATE OF AMENDMENT

TO

AMENDED AND RESTATED CERTIFICATE OF INCORPORATION

OF

HARBOR BIOSCIENCES, INC.,

a Delaware corporation

HARBOR BIOSCIENCES, INC., a Delaware corporation (the “Corporation”) organized and existing under and by virtue of the Delaware General Corporation Law, does hereby certify:

FIRST: That resolutions were duly adopted in accordance with Section 242 of the Delaware General Corporation Law (“DGCL”) setting forth the following amendment to the Amended and Restated Certificate of Incorporation of the Corporation (the “Certificate of Incorporation”), declaring said amendment to be advisable and directing said amendment to be submitted to the stockholders of the Corporation. The amendments are as follows:

RESOLVED, that Article IV of the Certificate of Incorporation is hereby amended to add paragraph C immediately subsequent to paragraph B and the current paragraph C shall be relettered to be paragraph D and the current paragraph D shall be relettered to be paragraph E. The newly added paragraph C shall provide in its entirety the following:

“C. Effective immediately following the effectiveness of the amendment to this Amended and Restated Certificate of Incorporation adding paragraph B to Article IV, and without regard to any other provision contained herein, each one (1) share of Common Stock either issued and outstanding or held by the Corporation as treasury stock (and including each fractional share) immediately prior to the time this amendment becomes effective shall automatically and without any action on the part of the respective holders thereof or the Corporation, be reclassified and changed into 1,000 fully-paid and nonassessable shares of Common Stock (or, with respect to such fractional shares and interests, such lesser number of shares or interests as may be applicable based on such 1,000 to 1 ratio), without increasing or decreasing the amount of stated capital or paid-in surplus of the Corporation.”

SECOND: That thereafter, pursuant to a resolution of the Board of Directors, the Annual Meeting of the Stockholders of the Corporation was duly called and held, upon notice in accordance with Section 222 of the Delaware General Corporation Law, at which meeting the necessary number of shares as required by statute were voted in favor of the foregoing amendment of the Certificate of Incorporation.

THIRD: That said amendment was duly adopted in accordance with the provisions of Section 242 of the Delaware General Corporation Law.

[Signature Page Follows]


IN WITNESS WHEREOF, Harbor BioSciences, Inc. has caused this Certificate of Amendment to Certificate of Incorporation to be signed by Robert Weber, its duly authorized officer Chief Financial Officer, this 26th day of October, 2011.

 

/s/ Robert Weber

Robert Weber Chief Financial Officer and Secretary