SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 8-K
CURRENT REPORT
Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934
Date of Report (Date of earliest event reported): May 17, 2011
AXA FINANCIAL, INC.
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(Exact name of Registrant as specified in its charter)
Delaware 1-11166 13-3623351
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(State or other jurisdiction of (Commission File Number) (I.R.S. Employer
incorporation or organization) Identification No.)
1290 Avenue of the Americas
New York, New York 10104
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(Address of principal executive offices) (Zip Code)
(212) 554-1234
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(Registrant's telephone number, including area code)
None
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(Former name or address, if changed since last report)
Check the appropriate box below if the Form 8-K filing is intended to
simultaneously satisfy the filing obligation of the registrant under any of the
following provisions (see General Instruction A.2. below):
/ / Written communications pursuant to Rule 425 under the Securities Act
(17 CFR 230.425)
/ / Soliciting material pursuant to Rule 14a-12 under the Exchange Act
(17 CFR 240.14a-12)
/ / Pre-commencement communications pursuant to Rule 14d-2(b) under the
Exchange Act (17 CFR 240.14d-2(b))
/ / Pre-commencement communications pursuant to Rule 13e-4(c) under the
Exchange Act (17 CFR 240.13e-4(c))
Item 5.02 Departure of Directors or Certain Officers; Election of Directors;
Appointment of Certain Officers; Compensatory Arrangements of Certain Officers.
Effective May 17, 2011, the Company's shareholder elected two new directors,
Ramon de Oliveira and Andrew J. McMahon, to the Company's Board of Directors
(the "Board"). On May 18, 2011, Mr. de Oliveira was appointed to serve as a
member of the Audit Committee of the Board. Messrs. de Oliveira and McMahon
were also elected to the Boards of Directors of AXA Equitable Life Insurance
Company, MONY Life Insurance Company and MONY Life Insurance Company of America,
each an indirect, wholly-owned subsidiary of the Company.
Additionally, Mary R. Henderson and Joseph H. Moglia were not nominated for
re-election to the Board and their retirements were effective May 17, 2011.
Also, James A. Shepherdson was not elected to the Board following his decision
to withdraw his nomination for election.
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SIGNATURE
Pursuant to the requirements of the Securities Exchange Act of 1934,
the Registrant has duly caused this report to be signed on its behalf by the
undersigned hereunto duly authorized.
AXA FINANCIAL, INC.
Date: May 20, 2011 By: /s/ Dave S. Hattem
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Name: Dave S. Hattem
Title: Senior Vice President and
General Counsel
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