Attached files

file filename
EX-31.1 - EDELMAN FINANCIAL GROUP INC.v214490_ex31-1.htm
EX-23.1 - EDELMAN FINANCIAL GROUP INC.v214490_ex23-1.htm
EX-23.2 - EDELMAN FINANCIAL GROUP INC.v214490_ex23-2.htm
EX-32.2 - EDELMAN FINANCIAL GROUP INC.v214490_ex32-2.htm
EX-31.2 - EDELMAN FINANCIAL GROUP INC.v214490_ex31-2.htm
EX-32.1 - EDELMAN FINANCIAL GROUP INC.v214490_ex32-1.htm
10-K - EDELMAN FINANCIAL GROUP INC.v214490_10k.htm
 
Exhibit 21.1
 
SUBSIDIARIES OF SANDERS MORRIS HARRIS GROUP INC.

 
 
State of
 
Percentage
 
Names Under Which
Subsidiary
 
Organization
 
Ownership
 
Subsidiary Does Business
             
Sanders Morris Harris Inc.
 
Texas
 
100%
 
Sanders Morris Harris
           
SMH Asset & Wealth
           
Management
           
SMH Partners
           
Kissinger Financial Services
           
Concept Capital
SMH Capital Advisors, Inc.
 
Texas
 
100%
 
Cummer/Moyers Capital
           
Advisors
The Edelman Financial Center, LLC
 
Delaware
 
76%
   
Edelman Business Services, LLC
 
Delaware
 
100%(1)
   
Edelman Financial Services, LLC
 
Delaware
 
100%(1)
   
Leonetti & Associates, LLC
 
Illinois
 
51%
   
The Rikoon Group, LLC
 
Delaware
 
75%
   
The Dickenson Group, LLC
 
Ohio
 
50.1%
   
Miller-Green Financial Services, Inc.
 
Texas
 
100%
   
HWG Insurance Agency, Inc.
 
Texas
 
100%
   
SMM Corporate Management, LLC
 
Delaware
 
99% (2)
   
SOF Management, LLC
 
Delaware
 
100% (2)
   
SMH Life Science Management, LLC
 
Delaware
 
99% (2)
   
Signet Healthcare Partners, LLC
 
Delaware
 
50% (2)
   
SMH PEG Management, LLC
 
Delaware
 
62.53%(2)
   
SMH PEG Management II, LLC
 
Delaware
 
51.36%(2)
   
SMH PE Management, LLC
 
Delaware
 
98%(2)
   
Select Sports Group Holdings, LLC
 
Texas
 
50.5%
   
Select Sports Group, Ltd.
 
Texas
 
50.5%
   
10 Sports Marketing GP, LLC
 
Delaware
 
50%
   
10 Sports Marketing, LP
 
Delaware
 
64.95%
   
PTC GP Management, LLC
 
Texas
 
50%(2)
   
PTC – Houston Management, LP
 
Texas
 
42% (2)
   
Corporate Opportunities Fund, L.P.
 
Delaware
 
0.339%(3) (*)
   
Corporate Opportunities Fund
           
(Institutional), L.P.
 
Delaware
 
0.0629%(3) (*)
   
Life Sciences Opportunity Fund, L.P.
 
Delaware
 
16.4811%(4) (*)
   
Life Sciences Opportunity Fund
           
(Institutional), L.P.
 
Delaware
 
0.9901%(4) (*)
   
Life Sciences Opportunities Fund II, L.P.
 
Delaware
 
0.5%(5) (*)
   
Life Sciences Opportunities Fund II
           
(Institutional), L.P.
 
Delaware
 
0.5%(5) (*)
   
Investor Financial Solutions, LLC
 
California
 
51%
   
Global Financial Services, LLC
 
Texas
 
48.2%
   
GFS Advisors, LLC
 
Texas
 
50.1%
   
 

 
(1)
By The Edelman Financial Center, LLC
 
(2)
By Sanders Morris Harris Inc.
 
(3)
By SMM Corporate Management, LLC
 
(4)
By SMH Life Science Management, LLC
 
(5)
By Signet Healthcare Partners, LLC
 
(*)
Does not include any investment by the Company as a limited partner.