Attached files
| file | filename |
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| EX-99.3 - EX-99.3 - UNIVERSAL AMERICAN CORP. | a11-6721_1ex99d3.htm |
| EX-99.1 - EX-99.1 - UNIVERSAL AMERICAN CORP. | a11-6721_1ex99d1.htm |
| EX-99.2 - EX-99.2 - UNIVERSAL AMERICAN CORP. | a11-6721_1ex99d2.htm |
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D. C. 20549
FORM 8-K
CURRENT REPORT
PURSUANT TO SECTION 13 OR 15(d) OF THE
SECURITIES EXCHANGE ACT OF 1934
Date of report (Date of earliest event reported): February 25, 2011
UNIVERSAL AMERICAN CORP.
(Exact Name of Registrant as Specified in Its Charter)
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New York |
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0-11321 |
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11-2580136 |
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(State or Other Jurisdiction |
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(Commission File Number) |
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(I.R.S. Employer Identification |
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of Incorporation) |
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No.) |
Six International Drive, Suite 190
Rye Brook, New York 10573
(Address of principal executive offices) (Zip Code)
(914) 934-5200
(Registrant’s telephone number, including area code)
Not Applicable
(Former name or Former Address, if Changed Since Last Report)
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
o Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
o Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
o Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
o Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
Item 8.01. Other Events.
On February 25, 2011, Universal American Corp. announced that it entered into a Stipulation of Settlement to resolve a 2005 shareholder’s derivative action brought by Arthur Tsutsui against certain of the Company’s officers and directors. A copy of the press release, Stipulation of Settlement and preliminary order approving the settlement are attached hereto as Exhibits 99.1 - 99.3, respectively, and incorporated herein by reference.
Item 9.01. Financial Statements and Exhibits.
(d) Exhibits.
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99.1 |
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Press Release dated February 25, 2011 |
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99.2 |
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Stipulation of Settlement |
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99.3 |
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Preliminary Order Approving Stipulation of Settlement |
SIGNATURE
Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
Dated: February 25, 2011
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UNIVERSAL AMERICAN CORP. | |
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By: |
/s/ Tony L. Wolk |
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Name: Tony L. Wolk |
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Title: SVP, General Counsel and Secretary |