Attached files
| file | filename |
|---|---|
| EX-99.1 - 180 DEGREE CAPITAL CORP. /NY/ | v209796_ex99-1.htm |
UNITED
STATES
SECURITIES
AND EXCHANGE COMMISSION
Washington,
D.C. 20549
FORM
8-K
CURRENT
REPORT
Pursuant
to Section 13 or 15(d) of the
Securities
Exchange Act of 1934
Date of
Report (Date of earliest event reported):
February
2, 2011 (February 2, 2011)
HARRIS
& HARRIS GROUP, INC.
(Exact
name of registrant as specified in its charter)
|
New York
|
0-11576
|
13-3119827
|
||
|
(State
or other jurisdiction of
incorporation)
|
(Commission
File
Number)
|
(IRS
Employer
Identification
No.)
|
1450 Broadway
New
York, New York 10018
(Address
of principal executive offices and zip code)
(212)
582-0900
(Registrant’s
telephone number, including area code)
Check the
appropriate box below if the Form 8-K filing is intended to simultaneously
satisfy the filing obligation of the registrant under any of the following
provisions:
o
Written communications pursuant to Rule 425 under the
Securities Act (17 CFR 230.425)
o Soliciting
material pursuant to Rule 14a-12 under the Exchange Act (17 CFR
240.14a-12)
o
Pre-commencement communications pursuant to Rule 14d-2(b)
under the Exchange Act (17 CFR 240.14d-2(b))
o
Pre-commencement communications pursuant to Rule 13e-4(c)
under the Exchange Act (17 CFR 240.13e-4(c))
Item
7.01. Regulation
FD Disclosure.
On
February 2, 2011, Harris & Harris Group, Inc. (the “Company”) issued a press
release disclosing that NeoPhotonics Corporation has priced its initial public
offering (IPO) of 7,500,000 shares of common stock at $11 per
share. The Company has been an investor in NeoPhotonics since
2003. We also bought 50,000 shares of common stock in the
IPO. A copy of the Company's press release issued February 2, 2011,
is attached as Exhibit 99.1.
Item
9.01. Financial
Statements and Exhibits.
| (a) | Not applicable. |
|
(b)
|
Not
applicable.
|
|
(c)
|
Not
applicable.
|
|
(d)
|
Exhibits.
|
| Exhibit No. | Description | |
|
|
99.1
|
Press
Release, dated February 2,
2011
|
SIGNATURES
Pursuant
to the requirements of the Securities Exchange Act of 1934, the Registrant has
duly caused this report to be signed on its behalf by the undersigned hereunto
duly authorized.
| HARRIS & HARRIS GROUP, INC. | |||
|
Date:
February 2, 2011
|
By:
|
/s/ Douglas W. Jamison | |
| Douglas W. Jamison | |||
| Chief Executive Officer | |||
EXHIBIT
INDEX
| Exhibit No. | Description | |
|
|
99.1
|
Press
Release, dated February 2,
2011
|