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10-K - FORM 10-K - NUVEEN INVESTMENTS INCc57188e10vk.htm
EX-12 - EX-12 - NUVEEN INVESTMENTS INCc57188exv12.htm
EX-31.2 - EX-31.2 - NUVEEN INVESTMENTS INCc57188exv31w2.htm
EX-31.1 - EX-31.1 - NUVEEN INVESTMENTS INCc57188exv31w1.htm
Exhibit 32.1
 
CERTIFICATION PURSUANT TO
18 U.S.C. SECTION 1350,
AS ADOPTED PURSUANT TO
SECTION 906 OF THE SARBANES-OXLEY ACT OF 2002
 
In connection with the Annual Report of Nuveen Investments, Inc. (the “Company”) on Form 10-K for the period ending December 31, 2009, as filed with the Securities and Exchange Commission on the date hereof (the “Report”), we, John P. Amboian, Chief Executive Officer of the Company, and Glenn R. Richter, Principal Financial Officer of the Company, certify, pursuant to 18 U.S.C. Section 1350, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002, to our knowledge, that:
 
(1) The Report fully complies with the requirements of section 13(a) or 15(d) of the Securities Exchange Act of 1934; and
 
(2) The information contained in the Report fairly presents, in all material respects, the financial condition and results of operations of the Company.
 
By:
/s/  John P. Amboian
John P. Amboian
Chief Executive Officer
 
By:
/s/  Glenn R. Richter
Glenn R. Richter
Principal Financial Officer
 
Date: March 31, 2010