Attached files
file | filename |
---|---|
10-K - FORM 10-K - MIDWEST BANC HOLDINGS INC | c57062e10vk.htm |
EX-3.3 - EX-3.3 - MIDWEST BANC HOLDINGS INC | c57062exv3w3.htm |
EX-21.1 - EX-21.1 - MIDWEST BANC HOLDINGS INC | c57062exv21w1.htm |
EX-12.1 - EX-12.1 - MIDWEST BANC HOLDINGS INC | c57062exv12w1.htm |
EX-99.2 - EX-99.2 - MIDWEST BANC HOLDINGS INC | c57062exv99w2.htm |
EX-4.1.4 - EX-4.1.4 - MIDWEST BANC HOLDINGS INC | c57062exv4w1w4.htm |
EX-31.1 - EX-31.1 - MIDWEST BANC HOLDINGS INC | c57062exv31w1.htm |
EX-23.1 - EX-23.1 - MIDWEST BANC HOLDINGS INC | c57062exv23w1.htm |
EX-10.77 - EX-10.77 - MIDWEST BANC HOLDINGS INC | c57062exv10w77.htm |
EX-10.78 - EX-10.78 - MIDWEST BANC HOLDINGS INC | c57062exv10w78.htm |
EX-32.1 - EX-32.1 - MIDWEST BANC HOLDINGS INC | c57062exv32w1.htm |
EX-31.2 - EX-31.2 - MIDWEST BANC HOLDINGS INC | c57062exv31w2.htm |
EX-99.1 - EX-99.1 - MIDWEST BANC HOLDINGS INC | c57062exv99w1.htm |
Exhibit 4.1.3
THE SECURITIES REPRESENTED BY THIS INSTRUMENT ARE NOT SAVINGS ACCOUNTS,
DEPOSITS OR OTHER OBLIGATIONS OF A BANK AND ARE NOT INSURED BY THE FEDERAL DEPOSIT
INSURANCE CORPORATION OR ANY OTHER GOVERNMENTAL AGENCY.
THE SECURITIES REPRESENTED BY THIS INSTRUMENT HAVE NOT BEEN REGISTERED UNDER THE
SECURITIES ACT OF 1933, AS AMENDED (THE SECURITIES ACT), OR THE SECURITIES LAWS OF
ANY STATE AND MAY NOT BE TRANSFERRED, SOLD OR OTHERWISE DISPOSED OF EXCEPT WHILE A
REGISTRATION STATEMENT RELATING THERETO IS IN EFFECT UNDER SUCH ACT AND APPLICABLE STATE
SECURITIES LAWS OR PURSUANT TO AN EXEMPTION FROM REGISTRATION UNDER SUCH ACT OR SUCH LAWS.
EACH PURCHASER OF THE SECURITIES REPRESENTED BY THIS INSTRUMENT IS NOTIFIED THAT THE SELLER
MAY BE RELYING ON THE EXEMPTION FROM SECTION 5 OF THE SECURITIES ACT PROVIDED BY RULE 144A THEREUNDER.
ANY TRANSFEREE OF THE SECURITIES REPRESENTED BY THIS INSTRUMENT BY ITS ACCEPTANCE HEREOF (1) REPRESENTS
THAT IT IS A QUALIFIED INSTITUTIONAL BUYER (AS DEFINED IN RULE
144A UNDER THE SECURITIES ACT), (2) AGREES THAT IT WILL NOT OFFER, SELL OR
OTHERWISE TRANSFER THE SECURITIES REPRESENTED BY THIS INSTRUMENT EXCEPT (A)
PURSUANT TO A REGISTRATION STATEMENT WHICH IS THEN EFFECTIVE UNDER THE SECURITIES ACT,
(B) FOR SO LONG AS THE SECURITIES REPRESENTED BY THIS INSTRUMENT ARE ELIGIBLE FOR RESALE
PURSUANT TO RULE 144A, TO A PERSON IT REASONABLY BELIEVES IS A "QUALIFIED INSTITUTIONAL BUYER"
AS DEFINED IN RULE 144A UNDER THE SECURITIES ACT THAT PURCHASES FOR ITS OWN ACCOUNT OR FOR THE
ACCOUNT OF A QUALIFIED INSTITUTIONAL BUYER TO WHOM NOTICE IS GIVEN THAT THE TRANSFER IS BEING MADE
IN RELIANCE ON RULE 144A, (C) TO THE ISSUER OR (D) PURSUANT TO ANY OTHER AVAILABLE EXEMPTION FROM THE
REGISTRATION REQUIREMENTS OF THE SECURITIES ACT AND (3) AGREES THAT IT WILL GIVE TO EACH PERSON TO WHOM
THE SECURITIES REPRESENTED BY THIS INSTRUMENT ARE TRANSFERRED A NOTICE SUBSTANTIALLY TO THE EFFECT OF THIS LEGEND.