Attached files

file filename
EX-36.2.1 - EX-36.2.1 - CAPITAL ONE MULTI ASSET EXECUTION TRUSTd167106dex3621.htm
EX-36.1.1 - EX-36.1.1 - CAPITAL ONE MULTI ASSET EXECUTION TRUSTd167106dex3611.htm
EX-8.1.1 - EX-8.1.1 - CAPITAL ONE MULTI ASSET EXECUTION TRUSTd167106dex811.htm
EX-5.2.1 - EX-5.2.1 - CAPITAL ONE MULTI ASSET EXECUTION TRUSTd167106dex521.htm
EX-5.1.1 - EX-5.1.1 - CAPITAL ONE MULTI ASSET EXECUTION TRUSTd167106dex511.htm
EX-4.2.1 - EX-4.2.1 - CAPITAL ONE MULTI ASSET EXECUTION TRUSTd167106dex421.htm
EX-4.1.1 - EX-4.1.1 - CAPITAL ONE MULTI ASSET EXECUTION TRUSTd167106dex411.htm
EX-1.2.2 - EX-1.2.2 - CAPITAL ONE MULTI ASSET EXECUTION TRUSTd167106dex122.htm
EX-1.2.1 - EX-1.2.1 - CAPITAL ONE MULTI ASSET EXECUTION TRUSTd167106dex121.htm
EX-1.1.2 - EX-1.1.2 - CAPITAL ONE MULTI ASSET EXECUTION TRUSTd167106dex112.htm
EX-1.1.1 - EX-1.1.1 - CAPITAL ONE MULTI ASSET EXECUTION TRUSTd167106dex111.htm

 

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

 

FORM 8-K

 

 

CURRENT REPORT

Pursuant to Section 13 OR 15(d)

of The Securities Exchange Act of 1934

Date of Report (Date of earliest event reported) July 15, 2021

 

 

 

Commission File Number of Issuing Entity: 333-75276

Central Index Key Number of Issuing Entity:    0001163321

CAPITAL ONE MULTI-ASSET EXECUTION TRUST

(Exact name of issuing entity as specified in its charter)

(Issuing Entity of the Notes)

  

Commission File Number of Issuing Entity: 000-25762

Central Index Key Number of Issuing Entity: 0000922869

CAPITAL ONE MASTER TRUST

(Exact name of issuing entity as specified in its charter)

(Issuing Entity of the Collateral Certificate)

Central Index Key Number of Depositor: 0001162387

 

 

CAPITAL ONE FUNDING, LLC

(Exact name of Depositor as specified in its charter)

 

 

Central Index Key Number of Sponsor: 0001514949

CAPITAL ONE BANK (USA), NATIONAL ASSOCIATION

(Exact name of sponsor as specified in its charter)

 

 

 

Virginia   333-75276-01   54-2058720

(State or other jurisdiction

of incorporation)

 

(Commission

File Number)

 

(IRS Employer

Identification No.)

1600 Capital One Drive

Room 27907-A

McLean, Virginia

  22102
(Address of Principal Executive Office)   (Zip Code)

Registrant’s telephone number, including area code (804) 284-2500

(Former name or address, if changed since last report)

 

 

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):

 

Written communication pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

 

Soliciting material pursuant to Rule 14a-22 under the Exchange Act (17 CFR 240.14a-22)

 

Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

 

Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

Securities registered pursuant to Section 12(b) of the Act:

 

Title of each class

  

Trading

Symbol(s)

  

Name of each exchange

on which registered

N/A    N/A    N/A

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).

Emerging growth company  ☐

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act.  ☐

 

 

 


Section 8 – Other Events.

 

Item

8.01. Other Events.

On July 22, 2021, the Capital One Multi-asset Execution Trust expects to issue its Class A(2021-1) Notes and Class A(2021-2) Notes.

Section 9 – Financial Statements and Exhibits.

Item 9.01 (d). Exhibits.

Exhibit Index

Each of the following are filed as an Exhibit to this Report.

 

Exhibit Number

  

Description

Exhibit 1.1.1    Class A(2021-1) Underwriting Agreement dated as of July 15, 2021.
Exhibit 1.1.2    Class A(2021-1) Terms Agreement dated as of July 15, 2021.
Exhibit 1.2.1    Class A(2021-2) Underwriting Agreement dated as of July 15, 2021.
Exhibit 1.2.2    Class A(2021-2) Terms Agreement date as of July 15, 2021.
Exhibit 4.1.1    Unexecuted copy of the Class A(2021-1) Terms Document.
Exhibit 4.2.1    Unexecuted copy of the Class A(2021-2) Terms Document.
Exhibit 5.1.1    Opinion of Orrick, Herrington & Sutcliffe LLP with respect to legality of the Notes.
Exhibit 5.2.1    Opinion of Orrick, Herrington & Sutcliffe LLP with respect to legality of the COMT Collateral Certificate.
Exhibit 8.1.1    Opinion of Orrick, Herrington & Sutcliffe LLP with respect to federal tax matters.
Exhibit 23.1.1    Consent of Orrick, Herrington & Sutcliffe LLP (included in its opinion filed as Exhibit 5.1.1).
Exhibit 23.1.2    Consent of Orrick, Herrington & Sutcliffe LLP (included in its opinion filed as Exhibit 5.2.1).
Exhibit 23.1.3    Consent of Orrick, Herrington & Sutcliffe LLP (included in its opinion filed as Exhibit 8.1.1).
Exhibit 36.1.1    Depositor Certification for Shelf Offerings of Asset-Backed Securities, dated July 15, 2021 with respect to the Class A(2021-1) Notes.



SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

 

CAPITAL ONE FUNDING, LLC
Acting solely in its capacity as depositor of Capital One Master Trust and Capital One Multi-asset Execution Trust
By:  

/s/ Eric D. Bauder

  Name: Eric D. Bauder
  Title:   Assistant Vice President

July 19, 2021