Attached files

file filename
EX-31.2 - CERTIFICATION - Amplitude Healthcare Acquisition Corpf10k2020a2ex31-2_amplitude.htm
EX-31.1 - CERTIFICATION - Amplitude Healthcare Acquisition Corpf10k2020a2ex31-1_amplitude.htm

 

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

Form 10-K/A

(Amendment No. 2)

 

☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934

 

For the fiscal year ended December 31, 2020

 

☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934

 

For the transition period from           to          

 

Commission file number: 001-39138

 

AMPLITUDE HEALTHCARE ACQUISITION CORPORATION

(Exact name of registrant as specified in its charter)

 

Delaware   84-2984849

(State or other jurisdiction of

incorporation or organization)

 

(I.R.S. Employer

Identification Number)

 

1177 Avenue of the Americas, Fl 40
New York, New York
  10036
(Address of principal executive offices)   (Zip Code)

 

Registrant’s telephone number: (212) 823-1900

 

Securities registered pursuant to Section 12(b) of the Act:

 

Title of Each Class   Trading Symbol(s)   Name of Each Exchange on Which Registered
Units, each consisting of one share of Class A Common Stock and one-half of one Redeemable Warrant   AMHCU   The Nasdaq Stock Market LLC
Class A Common Stock, par value $0.0001 per share   AMHC   The Nasdaq Stock Market LLC
Warrants, each whole warrant exercisable for one share of Class A Common Stock for $11.50 per share   AMHCW   The Nasdaq Stock Market LLC

 

Securities registered pursuant to Section 12(g) of the Act: None

 

Indicate by check mark if the registrant is a well-known seasoned issuer, as defined in Rule 405 of the Securities Act.

 

Yes ☐ No ☒

 

Indicate by check mark if the registrant is not required to file reports pursuant to Section 13 or Section 15(d) of the Exchange Act. 

 

Yes ☐ No ☒

 

Indicate by check mark whether the registrant (1) has filed all reports required to be filed by Section 13 or 15(d) of the Securities Exchange Act of 1934 during the preceding 12 months (or for such shorter period that the registrant was required to file such reports), and (2) has been subject to such filing requirements for the past 90 days.

 

Yes ☒ No ☐

 

Indicate by check mark whether the registrant has submitted electronically every Interactive Data File required to be submitted pursuant to Rule 405 of Regulation S-T (§ 232.405 of this chapter) during the preceding 12 months (or for such shorter period that the registrant was required to submit such files).

 

Yes ☒ No ☐

 

Indicate by check mark whether the registrant is a large accelerated filer, an accelerated filer, a non-accelerated filer, smaller reporting company or an emerging growth company. See definitions of “large accelerated filer,” “accelerated filer,” “smaller reporting company” and “emerging growth company” in Rule 12b-2 of the Exchange Act.

 

Large accelerated filer Accelerated filer
Non-accelerated filer Smaller reporting company
    Emerging growth company

 

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐

 

Indicate by check mark whether the registrant has filed a report on and attestation to its management’s assessment of the effectiveness of its internal control over financial reporting under Section 404(b) of the Sarbanes-Oxley Act (15 U.S.C. 7262(b)) by the registered public accounting firm that prepared or issued its audit report. ☐

 

Indicate by check mark whether the registrant is a shell company (as defined in Rule 12b-2 of the Exchange Act).

 

Yes ☒ No ☐

 

The aggregate market value of the shares of Class A common stock outstanding, other than shares held by persons who may be deemed affiliates of the registrant, computed by reference to the closing sales price for the Class A common stock on June 30, 2020, as reported on the Nasdaq Stock Market LLC, was approximately $102,500,000.

 

As of March 26, 2021, there were 10,000,000 shares of Class A common stock and 2,500,000 shares of Class B common stock of the registrant issued and outstanding.

 

 

 

 

 

 

EXPLANATORY NOTE

 

References throughout this Amendment No. 2 to the Annual Report on Form 10-K to “we,” “us,” “company” or “our company” are to Amplitude Healthcare Acquisition Corporation, unless the context otherwise indicates.

 

Amplitude Healthcare Acquisition Corporation (the “Company”) is filing this Amendment No. 2 on Form 10-K/A (this “Amendment No. 2”) to its Annual Report on Form 10-K for the fiscal year ended December 31, 2020, which was originally filed with the Securities and Exchange Commission (the “SEC”) on March 30, 2021, as amended by Amendment No. 1 on Form 10-K/A, as filed with the SEC on May 24, 2021 (collectively, the “Original Filing”).

 

We are filing this Amendment No. 2 to amend and restate in its entirety Exhibit 31.1 and Exhibit 31.2 in response to a comment letter received from the SEC on July 7, 2021 in connection with its review of the Original Filing.

 

This Amendment No. 2 does not include the entire Form 10-K. This Amendment No. 2 does not reflect events occurring after the filing of the Original Filing, and, except as described above, does not modify or update any other disclosures in the Original Filing.

 

1

 

 

EXHIBIT INDEX

 

Exhibit No.   Description
     
1.1   Underwriting Agreement, dated November 19, 2019, by and among the Company, BMO Capital Markets Corp. and SVB Leerink LLC (1)
     
3.1   Certificate of Incorporation. (2)
     
3.2   Amended and Restated Certificate of Incorporation. (1)
     
3.3   Bylaws. (2)
     
4.1   Warrant Agreement, dated November 19, 2019, by and between the Company and Continental Stock Transfer & Trust Company, as warrant agent. (1)
     
4.5   Description of Securities. (3)
     
10.1   Investment Management Trust Account Agreement, dated November 19, 2019, between the Company and Continental Stock Transfer & Trust Company, as trustee. (1) 
     
10.2   Registration Rights Agreement, dated November 19, 2019, between the Company and Sponsor. (1)
     
10.3   Letter Agreement, dated November 19, 2019, by and among the Company, its officers, directors and Sponsor. (1)
     
10.4   Securities Subscription Agreement, dated August 23, 2019, between the Company and the Sponsor. (2) 
     
10.5   Private Placement Warrants Purchase Agreement, dated November 19, 2019, between the Company and the Sponsor. (1) 
     
31.1   Certification of the Chief Executive Officer required by Rule 13a-14(a) or Rule 15d-14(a).*
     
31.2   Certification of the Chief Financial Officer required by Rule 13a-14(a) or Rule 15d-14(a).*
     
32.1   Certification of the Chief Executive Officer required by Rule 13a-14(b) or Rule 15d-14(b) and 18 U.S.C. 1350.**
     
32.2   Certification of the Chief Executive Officer required by Rule 13a-14(b) or Rule 15d-14(b) and 18 U.S.C. 1350.** 
     
101.INS   XBRL Instance Document**
     
101.SCH   XBRL Taxonomy Extension Schema**
     
101.CAL   XBRL Taxonomy Calculation Linkbase**
     
101.LAB   XBRL Taxonomy Label Linkbase**
     
101.PRE   XBRL Definition Linkbase Document**
     
101.DEF   XBRL Definition Linkbase Document**

 

* Filed herewith
** Previously filed.
(1) Incorporated by reference to the Company’s Form 8-K, filed with the Commission on November 25, 2019.
(2) Incorporated by reference to the Company’s Form S-1, filed with the Commission on October 25, 2019.
(3) Incorporated by reference to the Company’s Form 10-K, filed with the Commission on March 26, 2020.

 

2

 

 

SIGNATURES

 

Pursuant to the requirements of Section 13 or 15(d) of the Securities Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.

 

July 16, 2021 Amplitude Healthcare Acquisition Corporation
   
  By:  /s/ Bala Venkataraman
    Name:    Bala Venkataraman
    Title: Chief Executive Officer

   

Pursuant to the requirements of the Securities Exchange Act of 1934, this report has been signed below by the following persons on behalf of the registrant and in the capacities and on the dates indicated.

 

Name   Position   Date
 
/s/ Howard Hoffen   Chairman of the Board of Directors   July 16, 2021
Howard Hoffen        
         
/s/ Bala Venkataraman   Chief Executive Officer and Director   July 16, 2021
Bala Venkataraman   (Principal Executive Officer)    
         
/s/ Kenneth Clifford   Chief Financial Officer   July 16, 2021
Kenneth Clifford   (Principal Financial and Accounting Officer)    
         
/s/ Fred Eshelman   Director   July 16, 2021
Fred Eshelman        
         
/s/ Ernest Mario   Director   July 16, 2021
Ernest Mario        
         

/s/ Peter Dolan

 

 Director

 

July 16, 2021

Peter Dolan        
         
/s/ Glenn Reicin   Director   July 16, 2021
Glenn Reicin        

 

 

3