UNITED STATES
SECURITIES AND EXCHANGE COMMISSION

 

Washington, D.C. 20549

 

 

 

FORM 8-K

 

CURRENT REPORT

 

Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934

 

Date of Report (Date of earliest event reported): July 12, 2021

 

GATOS SILVER, INC.
(Exact name of registrant as specified in its charter)

 

 

 

Delaware
(State or other jurisdiction of
incorporation)
001-39649
(Commission File Number)
27-2654848
(I.R.S. Employer
Identification No.)
 

8400 E. Crescent Parkway, Suite 600

Greenwood Village, CO
(Address of principal executive offices)

80111
(Zip Code)
       

Registrant’s telephone number, including area code: (303) 784-5350

 

N/A

(Former name or former address, if changed since last report)

 

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

 

¨ Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
¨ Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
¨ Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
¨ Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

 

Securities registered pursuant to Section 12(b) of the Act:

 

Title of each class Trading Symbol(s) Name of each exchange on which registered
Common Stock, par value $0.001 per share GATO New York Stock Exchange

 

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).

 

Emerging growth company x

 

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. x

 

 

 

 

 

 

Item 7.01.Regulation FD Disclosure.

 

Gatos Silver, Inc. (the “Company”) has filed a preliminary short form base shelf prospectus with the securities regulators in all of the provinces of Canada, other than the Province of Quebec. Once a final receipt for the base shelf prospectus has been issued, the base shelf prospectus will allow the Company to make offerings from time to time of, common shares, preferred shares, warrants, subscription receipts, debt securities, convertible securities and units of the Company of up to U.S.$500,000,000 during the 25-month period that the base shelf prospectus, including any amendments thereto, remains valid. The specific terms of any offering of securities issued under the base shelf prospectus, including the use of proceeds from any offering, will be set forth in a shelf prospectus supplement. The filing of a base shelf prospectus is customary practice for issuers in Canada.

 

The foregoing information shall not constitute an offer to sell or the solicitation of an offer to buy, nor shall there be any sale of these securities in any province, territory, state or jurisdiction in which such offer, solicitation or sale would be unlawful prior to the registration or qualification under the securities laws of any such province, territory, state or jurisdiction. The securities described herein have not been registered under the United States Securities Act of 1933, as amended (the “U.S. Securities Act”), or any state securities laws and may not be offered or sold within the United States unless registered under the U.S. Securities Act and applicable state securities laws or an exemption from such registration is available.

 

The information disclosed under this Item 7.01 shall not be deemed “filed” for purposes of Section 18 of the United States Securities Exchange Act of 1934, as amended (the “U.S. Exchange Act”), or deemed incorporated by reference in any filing under the U.S. Securities Act, or the U.S. Exchange Act, except as shall be expressly set forth by specific reference in such a filing.

 

 

 

 

SIGNATURES

 

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

 

  GATOS SILVER, INC.
     
Date: July 12, 2021 By:

/s/ Roger Johnson

    Roger Johnson
    Chief Financial Officer