UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549

 

FORM 8-K

 

CURRENT REPORT
Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934

 

 

June 30, 2021 (June 24, 2021)

Date of Report (Date of earliest event reported)

 

 

Sonic Foundry, Inc.
(Exact name of registrant as specified in its charter)

 

 

Maryland
(State or other jurisdiction
of incorporation)

000-30407
(Commission
File Number)

39-1783372
(IRS Employer
Identification No.)

 

222 W. Washington Ave

Madison, WI 53703
(Address of principal executive offices)

(608) 443-1600

(Registrant's telephone number)

 

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions

 

Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

 

Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

 

Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

 

Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

 

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 or Rule 12b-2 of the Securities Exchange Act of 1934.

 

Emerging growth company        ☐

 

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act.  ☐

 

 

 

Item 5.07 Submission of Matters to a Vote of Security Holders

 

The Annual Meeting of Stockholders was held on June 24, 2021. A quorum consisting of approximately 81% of the Company's common stock issued and outstanding was represented either in person or by proxy. At the meeting the following proposals were approved by the stockholders:

 

1.

To elect two directors to hold office for a term of five years, and one director for a term of two years, and until their successors are duly elected and qualified.

 

2.

To ratify the appointment of Wipfli LLP as our independent auditors for the fiscal year ending September 30, 2021.

 

   

For

   

Against

   

Withheld

   

Abstention

   

Broker

Non-votes

 
                                         

Proposal #1:

                                       
                                         

Frederick H. Kopko, Jr.

    4,608,910       -       76,008       -       1,843,346  
                                         

Taha Jangda

    4,675,333       -       9,585       -       1,843,346  
                                         

William St. Lawrence

    4,669,934       -       14,984       -       1,843,346  
                                         

Proposal #2

    6,516,953       1,310       -       10,001       -  

 

 

 

 

SIGNATURE

 

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized.

 

 

Sonic Foundry, Inc.

(Registrant)

 

 

June 30, 2021

By:

/s/ Kenneth A. Minor

 

 

 

     Kenneth A. Minor

     Chief Financial Officer