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UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 8-K
CURRENT REPORT
Pursuant to Section 13 or 15(d) of
The Securities Exchange Act of 1934
Date of
Report (Date of earliest event reported)
June 28, 2021
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LOOP INDUSTRIES, INC.
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(Exact
name of registrant as specified in its charter)
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Nevada
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000-54786
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27-2094706
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(State
or other jurisdictionof incorporation)
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(CommissionFile
Number)
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(IRS
EmployerIdentification No.)
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480 Fernand-Poitras
Terrebonne, Quebec, Canada, J6Y 1Y4
(Address
of principal executive offices, including zip code)
(450) 951-8555
(Registrant’s
telephone number, including area code)
Not Applicable
(Former
name or former address, if changed since last report)
Check
the appropriate box below if the Form 8-K filing is intended to
simultaneously satisfy the filing obligation of the registrant
under any of the following provisions (see General Instruction A.2.
below):
☐
Written communications pursuant to Rule 425 under the Securities
Act (17 CFR 230.425)
☐
Soliciting material pursuant to Rule 14a-12 under the Exchange Act
(17 CFR 240.14a-12)
☐
Pre-commencement communications pursuant to Rule 14d-2(b) under the
Exchange Act (17 CFR 240.14d-2(b))
☐
Pre-commencement communications pursuant to Rule 13e-4(c) under the
Exchange Act (17 CFR 240.13e-4(c))
Securities
registered pursuant to Section 12(b) of the Act:
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Title of each class
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Trading Symbol(s)
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Name of each exchange on which registered
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Common
stock, par value $0.0001 per share
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LOOP
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Nasdaq
Global Market
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Indicate
by check mark whether the registrant is an emerging growth company
as defined in Rule 405 of the Securities Act of 1933 (§230.405
of this chapter) or Rule 12b-2 of the Securities Exchange Act of
1934 (§240.12b-2 of this chapter). Emerging growth company
☐
If an
emerging growth company, indicate by check mark if the registrant
has elected not to use the extended transition period for complying
with any new or revised financial accounting standards provided
pursuant to Section 13(a) of the Exchange Act. ☐
Item 5.07. Submission of Matters to a Vote of Security
Holders.
The
2021 Annual Meeting of Stockholders (the “2021 Annual
Meeting”) of the Company was held virtually on June 28, 2021.
At the 2021 Annual Meeting, the Company’s shareholders
elected Andrew Lapham, Laurence Sellyn, Jay Stubina and Louise Sams
to serve as members of the Board until the 2022 Annual Meeting of
Stockholders or until their respective successors have been elected
and qualified. On June 27, 2021, Daniel Solomita was elected to the
Board upon the affirmative vote of the sole holder of the
Company’s Series A Preferred Stock, resulting in a total of
five directors. In addition, the Company’s shareholders took
the following actions at the 2021 Annual Meeting: (i) the
appointment of PricewaterhouseCoopers LLP as the Company’s
independent registered public accounting firm for fiscal year
ending February 28, 2022 was ratified; and (ii) a proposal for
advisory approval of the Company’s 2021 executive
compensation (the “Say-on-Pay Vote”) was
approved.
The
proposals below are described in detail in the Company’s
definitive proxy statement dated June 1, 2021. The voting results
for each proposal were as follows:
Proposal 1: Election of three directors to hold office until
the 2022 Annual Meeting of Shareholders:
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For
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Against
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Abstain
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Broker Non-Votes
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Jay
Stubina
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27,914,082
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11,552
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10,786
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3,793,551
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Laurence
Sellyn
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27,597,753
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328,551
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10,116
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3,793,551
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Andrew
Lapham
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27,627,749
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298,233
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10,438
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3,793,551
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Louise
Sams
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27,922,878
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11,448
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2,094
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3,793,551
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Proposal 2: Ratification of the appointment of
PricewaterhouseCoopers LLP as the Company’s independent
registered public accounting firm for fiscal year
2022:
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For
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Against
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Abstain
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31,711,859
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16,128
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1,984
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Proposal 3: Advisory vote to approve, on an advisory basis,
the compensation of the Company’s Named Executive Officers as
disclosed in the proxy statement:
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For
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Against
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Abstain
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Broker Non-Votes
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27,757,557
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162,093
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16,770
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3,793,551
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SIGNATURES
Pursuant
to the requirements of the Securities Exchange Act of 1934, as
amended, the registrant has duly caused this report to be signed on
its behalf by the undersigned hereunto duly
authorized.
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LOOP INDUSTRIES, INC.
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Date:
June 30, 2021
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By:
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/s/
Drew Hickey
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Drew
Hickey
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Chief
Financial Officer
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