AND EXCHANGE COMMISSION
Report Pursuant to Section 13 or 15(d) of
Securities Act of 1934
of Report (Date of earliest event reported): June 23, 2021
Power Technologies, Inc.
name of registrant as specified in its charter)
or other jurisdiction
Engelhard Drive, Suite B
Township, New Jersey
of principal executive offices)
telephone number, including area code)
the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under
any of the following provisions (see General Instruction A.2. below):
communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)|
material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)|
communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14-2(b))|
communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CRF 240.133-4(c))|
registered pursuant to Section 12(b) of the Act:
of each class
of each exchange on which registered|
Stock, $0.001 Par Value
by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (17 CFR 230.405)
or Rule 12b-2 of the Securities Exchange Act of 1934 (17 CFR 240.12b-2).
growth company [ ]
an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying
with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act.[ ]
8.01. Other Events.
June 23, 2021, Ocean Power Technologies, Inc. (the “Company”) issued a press release announcing the Company’s addition
to the Russell Microcap® Index, effective after the stock market opens on June 28, 2021. A copy of the press release is filed as
Exhibit 99.1 to this report and is incorporated herein by reference.
9.01 Financial Statements and Exhibits.
to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by
the undersigned hereunto duly authorized.
June 23, 2021
POWER TECHNOLOGIES, INC.|
and Chief Executive Officer |