Attached files
| file | filename |
|---|---|
| EX-10.1 - EXHIBIT 10.1 - New Mountain Guardian III BDC, L.L.C. | tm2118797d1_ex10-1.htm |
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 8-K
CURRENT REPORT
Pursuant to section 13 or 15(d) of the
Securities Exchange Act of 1934
Date of Report (Date of Earliest Event Reported): June 1, 2021
New Mountain Guardian III BDC, L.L.C.
(Exact name of registrant as specified in its charter)
| Delaware | 000-56072 | 84-1918127 | ||
|
(State or other jurisdiction of incorporation or organization)
|
(Commission File Number)
|
(IRS Employer Identification Number)
|
| 787 7th Avenue, 48th Floor, | |
| New York, New York | 10019 |
| (Address of principal executive offices) | (Zip Code) |
Registrant’s telephone number, including area code (212) 720-0300
None
(Former name or former address, if changed since last report)
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
| ¨ | Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) |
| ¨ | Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) |
| ¨ | Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) |
| ¨ | Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)) |
Securities registered pursuant to Section 12(b) of the Act:
| Title of each class | Trading Symbol(s) |
Name of each exchange on which registered | ||
| N/A | N/A | N/A |
Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).
Emerging growth company x
If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ¨
| Item 1.01. | Entry into a Material Definitive Agreement. |
On June 1, 2021, New Mountain Guardian III BDC, L.L.C. (the “Company”) entered into a letter agreement (the “Letter Agreement”) to, among other things, increase from $163,917,110 to $177,253,110 the maximum amount of credit available to the Company pursuant to the Loan Authorization Agreement, dated as of July 30, 2019, by and between the Company and BMO Harris Bank N.A.
The description above is only a summary of the material provisions of the Letter Agreement and is qualified in its entirety by reference to the copy of the Letter Agreement, which is filed as Exhibit 10.1 to this current report on Form 8-K and is incorporated herein by reference thereto.
| Item 2.03 | Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant. |
The disclosure set forth above under Item 1.01 is incorporated by reference herein.
| Item 9.01 | Financial Statements and Exhibits |
| (a) | Not applicable. |
| (b) | Not applicable. |
| (c) | Not applicable. |
| (d) | Exhibits. |
Exhibit No.
| 10.1. | Letter Agreement, dated as of June 1, 2021, amending the Loan Authorization Agreement, dated as of July 30, 2019, by and between New Mountain Guardian III BDC, L.L.C. and BMO Harris Bank N.A. |
SIGNATURE
Pursuant to the requirements of the Securities Exchange Act of 1934, as amended, the Registrant has duly caused this Current Report on Form 8-K to be signed on its behalf by the undersigned hereunto duly authorized.
| NEW MOUNTAIN Guardian III BDC, L.L.C. | |||
| Date: June 4, 2021 | By: | /s/ Karrie J. Jerry | |
| Name: | Karrie J. Jerry | ||
| Title: | Corporate Secretary | ||