UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
_________________________
FORM 8-K
_________________________
CURRENT REPORT
Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934
Date of Report (Date of earliest event reported): June 2, 2021
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UNIROYAL GLOBAL ENGINEERED PRODUCTS, INC.
(Exact name of registrant as specified in its charter)
| Nevada | 000-50081 | 65-1005398 | ||
| (State or other jurisdiction | (Commission File Number) | (IRS Employer | ||
| of Incorporation) | Identification No.) |
1800 2nd Street, Suite 970
Sarasota, FL 34236
(Address of principal executive offices)
(941) 906-8580
(Registrant’s telephone number, including area code)
N/A
(Former name or former address, if changed since last report)
_________________________
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
| ¨ | Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) |
| ¨ | Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) |
| ¨ | Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) |
| ¨ | Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)) |
Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (17 CFR §230.405) or Rule 12b-2 of the Securities Exchange Act of 1934 (17 CFR §240.12b-2).
Emerging growth company ¨
If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ¨
Securities registered under Section 12(b) of the Act: None.
| Item 5.07 | Submission of Matters to a Vote of Security Holders. |
The registrant held its annual meeting of stockholders on June 2, 2021. At the meeting the following actions were taken by the stockholders:
Howard R. Curd, Edmund C. King and John E. Scates were elected as directors for a one-year term. Each nominee was elected as director with the following vote:
| Director | Votes in Favor | Votes Withheld | Abstentions | Broker Non-Votes |
| Election of directors: | ||||
| Howard R. Curd | 9,702,529 | - | 3,291 | 347,085 |
| Edmund C. King | 9,702,537 | - | 3,283 | 347,085 |
| John E. Scates | 9,702,537 | - | 3,283 | 347,085 |
The stockholders also approved the following matters by the votes indicated:
| Matter | Votes in Favor | Votes Opposed |
Abstentions | Broker Non- Votes |
| To ratify the selection of Frazier & Deeter, LLC to serve as the independent public accountants for the Company for the fiscal year ending January 2, 2022. | 10,051,154 | 1,651 | 100 | - |
| To provide an advisory vote to approve the executive compensation of the Company’s named executive officers. | 9,703,389 | 2,029 | 402 | 347,085 |
| Matter | 3 years | 2 years | 1 year | Abstentions | Broker Non-Votes |
| To provide an advisory vote regarding the frequency of holding future advisory votes to approve the executive compensation of the Company’s named executive officers. | 9,641,926 | 200 | 63,544 | 150 | 347,085 |
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SIGNATURE
Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
| UNIROYAL GLOBAL ENGINEERED PRODUCTS, INC. | ||
| By: | /s/ Howard R. Curd | |
| Date: June 2, 2021 | Howard R. Curd | |
| Co-Chairman and Chief Executive Officer | ||
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