Attached files

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EX-99.1 - EX-99.1 - Envirotech Vehicles, Inc.adom-ex991_6.htm
EX-3.1 - EX-3.1 - Envirotech Vehicles, Inc.adom-ex31_7.htm

 

UNITED STATES
SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

FORM 8-K

 

CURRENT REPORT

 

Pursuant to Section 13 or 15(d) of the

Securities Exchange Act of 1934

 

Date of Report (Date of earliest event reported): May 26, 2021

 

Envirotech Vehicles, Inc.

(Exact name of registrant as specified in its charter)

 

Delaware

 

001-38078

 

46-0774222

(State or other jurisdiction
of incorporation)

 

(Commission File Number)

 

(I.R.S. Employer
Identification No.)

 

1215 Graphite Drive

Corona, California 92881

(Address of principal executive offices) (Zip Code)

 

(951) 407-9860

(Registrant’s telephone number, including area code)

 

ADOMANI, INC.

(Former name or former address, if changed since last report)

 

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

 

Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

 

Securities registered pursuant to Section 12(b) of the Act:

 

Title of each class

Trading
Symbol(s)

Name of each exchange on which registered

Common stock, $0.00001 par value

ADOM

OTC Markets Group Inc.

 

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).

 

Emerging growth company

 

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act.

 

 


 

 

Item 5.02

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers.

 

On May 28, 2021, Theodore (Ted) Thordarson resigned from his position as the Chief Operating Officer of Envirotech Vehicles, Inc. (the “Company”). Mr. Thordarson will continue to serve as the General Sales Manager of the Company. Mr. Thordarson’s resignation did not result from any disagreement with the Company or any matter relating to the Company’s operations, policies or practices.

 

Item 5.03

Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year.

 

On May 26, 2021, the Company filed a Certificate of Amendment (the “Certificate of Amendment”) to its Amended and Restated Certificate of Incorporation (the “Restated Certificate”) with the Secretary of State of the State of Delaware, to change the Company’s name to “Envirotech Vehicles, Inc.”, effective as of May 26, 2021. The filing of the Certificate of Amendment was approved by the board of directors of the Company in accordance with Section 242(b)(1) of the General Corporation Law of the State of Delaware, which provides that no meeting or vote of the stockholders shall be required to adopt an amendment to the certificate of incorporation that only effects changes of a corporation’s name. The name change does not affect the rights of the Company’s stockholders and there were no other changes to the Restated Certificate.

 

The foregoing description is only a summary of the Certificate of Amendment and is qualified in its entirety by reference to the full text of the Certificate of Amendment, a copy of which is filed as Exhibit 3.1 to this Current Report on Form 8-K and incorporated by reference herein.

 

Item 8.01

Other Events.

 

On June 1, 2021, the Company issued a press releases announcing the change of the Company’s name, a copy of which is filed as Exhibit 99.1 to this Current Report on Form 8-K and incorporated herein by reference.

 

Item 9.01

Financial Statements and Exhibits.

 

(d) Exhibits.

 

 


 


 

 

SIGNATURES

 

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

 

 

ENVIROTECH VEHICLES, Inc.

 

 

 

Dated: June 2, 2021

By:

/s/ Michael K. Menerey

 

 

Michael K. Menerey

 

 

Chief Financial Officer