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EX-99.1 - PRESS RELEASE DATED MAY 27, 2021 - BROADWIND, INC.ex_253290.htm

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

FORM 8-K

 

CURRENT REPORT

Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934

`

Date of report (Date of earliest event reported): May 26, 2021

 

BROADWIND, INC.

(Exact Name of Registrant as Specified in Its Charter)

 

Delaware

001-34278

88-0409160

(State or Other Jurisdiction of

(Commission File Number)

(IRS Employer Identification No.)

Incorporation)

   

 

3240 South Central Avenue, Cicero, Illinois 60804

(Address of Principal Executive Offices) (Zip Code)

 

Registrant’s Telephone Number, Including Area Code: (708) 780-4800

 

Not Applicable

(Former Name or Former Address, if Changed Since Last Report)

 

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

 

☐Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

 

☐Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

 

☐Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

 

☐Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

 

Securities registered pursuant to Section 12(b) of the Act:

 

Title of each class

Trading Symbol(s)

Name of each exchange on which registered

Common stock, $0.001 par value

BWEN

The NASDAQ Capital Market

 

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (17 CFR §230.405) or Rule 12b-2 of the Securities Exchange Act of 1934 (17 CFR §240.12b-2). Emerging growth company ☐

 

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐

 

 

 

 

Item 8.01  Other Events.

 

As of May 26, 2021, Broadwind, Inc. (the “Company”) completed an at-the-market equity offering which generated net proceeds of $9.7 million. On May 27, 2021, the Company issued a press release announcing the completion of the program.  The press release is incorporated herein by reference and is attached hereto as Exhibit 99.1.

 

 

Item 9.01.  Financial Statements and Exhibits.

 

(d)

 

Exhibits

     

EXHIBIT

NUMBER

 

Description

99.1

 

Press Release dated May 27, 2021

     

 

2

 

 

SIGNATURE

 

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

 

 

 

 

BROADWIND, INC.

   

May 27, 2021

By:

/s/ Eric B. Blashford

Eric B. Blashford

   

President, Chief Executive Officer

   

(Principal Executive Officer)

 

3