UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, DC 20549

 

FORM 8-K

 

CURRENT REPORT

Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934

 

Date of Report (Date of earliest event reported): April 29, 2021

 

POTNETWORK HOLDINGS, INC.

(Exact name of registrant as specified in its charter)

  

Colorado		000-55969		46-5470832
(State of Incorporation)		(Commission File Number)		IRS Employer ID No.

 

3531 Griffin Road

Ft. Lauderdale, Florida 33312

(Address of Principal Executive Offices)

 

(800) 433-0127

(Registrant’s Telephone Number including Area Code)

 

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

 

☐	Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
☐	Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
☐	Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
☐	Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

   

Securities registered pursuant to Section 12(b) of the Act: None

 

Title of each class	Trading Symbol	Name of each exchange on which registered

 

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).

 

Emerging growth company ☒

 

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐

 

 

Item 8.01 Other Events.

 

On April 29, 2021, the United States Attorney for the Northern District of Ohio file a superseding indictment that included charges against Kevin Hagen, the former CEO of Pot Network Holdings, Inc. and the president of its subsidiary First Capital Venture Company. Mr. Hagen has stepped away from his day-to-day responsibilities with the Company and the Board of Directors has begun an investigation into the allegations in the indictment.

 

The Company has not been charged with any wrongdoing and has not been contacted by an law enforcement agency regarding the charges and allegations.

 

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SIGNATURES

 

Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

 

	PotNetwork Holdings, Inc. (the “Registrant”)
	a Colorado corporation
DATE: May 17, 2021	By:	/s/ Lee Lefkowitz
	Name: Lee Lefkowitz
	Title: Chief Executive Officer

    

  

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