UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 8-K
CURRENT REPORT
Pursuant to Section 13 or 15(d) of
The Securities Exchange Act of 1934
Date of Report (Date of earliest event reported): May 13, 2021
COFFEE HOLDING CO., INC.
(Exact name of registrant as specified in its charter)
| Nevada | 001-32491 | 11-2238111 | ||
| (State or other jurisdiction | (Commission | (IRS Employer | ||
| of incorporation) | File Number) | Identification No.) |
| 3475 Victory Boulevard, Staten Island, New York | 10314 | |
| (Address of principal executive offices) | (Zip Code) |
Registrant’s telephone number, including area code: (718) 832-0800
Not Applicable
(Former name or former address, if changed since last report.)
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):
| [ ] | Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) |
| [ ] | Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) |
| [ ] | Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) |
| [ ] | Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)) |
Securities registered pursuant to Section 12(b) of the Act:
| Title of each class | Trading Symbol(s) | Name of each exchange on which registered | ||
| Common Stock, par value $0.001 per share | JVA | Nasdaq Capital Market |
Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).
Emerging growth company [ ]
If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act [ ]
Item 5.07 Submission of Matters to a Vote of Security Holders.
On May 13, 2021, Coffee Holding Co., Inc. (the “Company”) held its Annual Meeting of Stockholders (the “Annual Meeting”). The matters voted on at the Annual Meeting were: (1) the election of directors; (2) the ratification of the appointment of EisnerAmper LLP as the Company’s independent registered public accounting firm; and (3) the advisory vote on executive compensation. The final voting results were as follows:
1. The election of each of Andrew Gordon, Daniel Dwyer and Barry Knepper to hold office for a term of three years, until his successor is duly elected and qualified or he is otherwise unable to complete his term.
The votes were cast for this matter were as follows:
| Nominee | Votes For | Votes Withheld | Broker Non-Votes | |||||||||
| Andrew Gordon | 3,301,709 | 195,884 | 158,260 | |||||||||
| Daniel Dwyer | 3,264,165 | 233,428 | 158,260 | |||||||||
| Barry Knepper | 2,764,145 | 733,448 | 158,260 | |||||||||
2. The proposal to ratify the appointment of EisnerAmper LLP as the Company’s independent registered public accounting firm for our fiscal year ending October 31, 2021 was approved based upon the following votes:
| Votes For | Votes Withheld | Abstentions | Broker Non-Votes | |||||||||||
| 3,628,090 | 10,942 | 16,821 | 0 | |||||||||||
3. The proposal to approve, on an advisory basis, the Company’s executive compensation was approved based upon the following votes:
| Votes For | Votes Withheld | Abstentions | Broker Non-Votes | |||||||||||
| 3,289,492 | 116,912 | 91,189 | 158,260 | |||||||||||
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
| COFFEE HOLDING CO., INC. | ||
| Dated: May 14, 2021 | By: | /s/ Andrew Gordon |
| Name: | Andrew Gordon | |
| Title: | President and Chief Executive Officer | |