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UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
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Washington, D.C. 20549
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FORM 8-K
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CURRENT REPORT
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Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934
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Date of Report (Date of earliest event reported)
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May 12, 2021
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QUAINT OAK BANCORP, INC.
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(Exact name of registrant as specified in its charter)
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Pennsylvania
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000-52694
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35-2293957
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(State or other jurisdiction
of incorporation)
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(Commission File Number)
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(IRS Employer
Identification No.)
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501 Knowles Avenue, Southampton, Pennsylvania
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18966
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(Address of principal executive offices)
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(Zip Code)
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Registrant's telephone number, including area code
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(215) 364-4059
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Not Applicable
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(Former name or former address, if changed since last report)
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Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2 below):
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☐ Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
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☐ Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
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☐ Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
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☐ Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
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Securities registered pursuant to Section 12(b) of the Act: None
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Title of each Class
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Trading Symbol(s)
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Name of each exchange on which registered
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Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).
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Emerging growth company ☐
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If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the
Exchange Act. ☐
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Item 5.07 Submission of Matters
to a Vote of Security Holders.
(a) An Annual Meeting of Shareholders (the “Annual Meeting”) of Quaint Oak Bancorp, Inc. (the “Company”) was held on May 12, 2021.
(b) There were 1,989,519 shares of common stock of the Company eligible to be voted at the Annual Meeting and 1,279,716 shares were represented in person or by proxy at the Annual
Meeting, which constituted a quorum to conduct business at the meeting.
The items voted upon at the Annual Meeting and the vote for each proposal were as follows:
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Election of directors for a three-year term expiring in 2024:
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Number of Votes
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Name of Nominees
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FOR
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WITHHELD
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BROKER
NON-VOTES
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Andrew E. DiPiero, Jr., Esq.
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925,600
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607
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353,509
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Robert J. Phillips
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925,600
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607
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353,509
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To ratify the appointment of S.R. Snodgrass, P.C. as the Company’s independent registered public accounting firm for the year ending December 31, 2021:
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FOR
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AGAINST
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ABSTAIN
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1,278,.033
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83
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1,600
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The Company’s nominees were elected as directors and the proposal to ratify the appointment of S.R. Snodgrass, P.C. as the Company’s
independent registered public accounting firm for the fiscal year ending December 31, 2021 was adopted by the shareholders of the Company at the Annual Meeting by the requisite affirmative vote.
(c) Not applicable.
(d) Not applicable.
2
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf
by the undersigned thereunto duly authorized.
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QUAINT OAK BANCORP, INC.
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Date: May 13, 2021
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By:
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/s/John J. Augustine
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John J. Augustine
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Executive Vice President and Chief Financial Officer
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