Attached files
| file | filename |
|---|---|
| EX-99.2 - EXHIBIT 99.2 - MIDWEST HOLDING INC. | tm2116345d1_ex99-2.htm |
| EX-99.1 - EXHIBIT 99.1 - MIDWEST HOLDING INC. | tm2116345d1_ex99-1.htm |
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 8-K
CURRENT REPORT
Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934
Date of Report (Date of earliest event reported): May 13, 2021
Midwest Holding Inc.
(Exact name of registrant as specified in its charter)
| DELAWARE | 000-10685 | 20-0362426 | ||
| (State or other jurisdiction of incorporation) | (Commission File Number) | (IRS Employer Identification No.) |
2900 South 70th Street, Suite 400
Lincoln, Nebraska
68506
(Address of principal executive offices) (Zip Code)
(402) 489-8266
(Registrant’s telephone number, including area code)
| Not Applicable | ||
| (Former name or former address, if changed since last report) |
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):\
o Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
o Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
o Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2 (b))
o Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4 (c))
Securities registered pursuant to Section 12(b) of the Act:
| Title of each class | Trading Symbol(s) | Name of each exchange on which registered |
| Voting Common Stock, $0.001 par value | MDWT | NADSAQ Stock Market LLC |
Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).
Emerging growth company ¨
If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ¨
Item 8.01 Other Events.
On May 13, 2021, Midwest Holding Inc. (the “Company”) issued a press release entitled “Midwest Holding Inc. Expands Board of Directors to Nine Members with Two New Nominations.” Attached hereto as Exhibit 99.1 and incorporated herein by reference, is a copy of the press release.
On May 13, 2021, the Company issued a press release announcing its financial results for the first quarter ended March 31, 2021. This press release is furnished as Exhibit No. 99.2 to this Current Report on Form 8-K. The Company's annual report on Form 10-K and its reports on Forms 10-Q and 8-K and other publicly available information should be consulted for other important information about the Company.
The information in this report shall not be deemed to be “filed” for purposes of Section 18 of the Securities Exchange Act of 1934, as amended (the “Exchange Act”), and shall not be incorporated by reference into any registration statement or other document filed under the Securities Act of 1933, as amended, or the Exchange Act, except as shall be expressly set forth by specific reference in such filing.
Item 9.01. Financial Statements and Exhibits.
(d) Exhibits.
The following exhibits are filed herewith:
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SIGNATURE
Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
Dated: May 13, 2021.
| MIDWEST HOLDING INC. | ||
| By: | /s/ A. Michael Salem | |
| Name: A. Michael Salem | ||
| Title: Co-Chief Executive Officer | ||
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