UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 8-K
CURRENT REPORT
PURSUANT TO SECTION 13 or 15(d) OF THE
SECURITIES EXCHANGE ACT OF 1934
Date of Report (Date of earliest event reported): May 5, 2021
Intellicheck, Inc.
(Exact name of registrant as specified in its charter)
| Delaware | 001-15465 | 11-3234779 | ||
| (State
or other Jurisdiction of Incorporation) |
(Commission
File Number) |
(IRS
Employer Identification No.) |
200 Broadhollow Road, Suite 207, Melville, NY 11747
(Address of principal executive offices) (Zip code)
(516) 992-1900
(Registrant’s telephone number, including area code)
Not Applicable
(Former Name or Former Address, if Changed Since Last Report)
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
| [ ] | Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) |
| [ ] | Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) |
| [ ] | Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) |
| [ ] | Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)) |
Securities registered pursuant to Section 12(b) of the Act:
| Title of each class | Trading Symbol(s) | Name of each exchange on which registered | ||
| Common Stock, $.001 par value | IDN | The NASDAQ Stock Market LLC |
Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).
Emerging growth company [ ]
If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. [ ]
Item 5.07. Submission of Matters to a Vote of Security Holders.
On May 5, 2021 Intellicheck, Inc. (the “Company”) held its Annual Stockholders Meeting (the “Annual Meeting”) virtually at https://www.cstproxy.com/intellicheck/2021.
At the Annual Meeting, the Company’s stockholders: (i) elected Lieutenant General Emil R. Bedard, Jack A. Davis, William P. Georges, Dylan Glenn, Bryan Lewis, Amelia L. Ruzzo, Guy L. Smith and David E. Ullman to serve as directors for one-year terms or until their respective successors have been duly elected and qualified; (ii) ratified the appointment of EisnerAmper, LLP as the Company’s Independent Registered Public Accounting Firm for the fiscal year ending December 31, 2021; (iii) approved an amendment to the Company’s 2015 Omnibus Incentive Plan increasing the total number of shares of Common Stock available for issuance by 736,000 from 4,000,000 to 4,736,000; (iv) approved the advisory vote to approve the compensation of our named executive officers and (v) approved the frequency of future advisory votes to approve of executive compensation for one year.
The following tables show the number of votes cast for or against and the number of abstentions with respect to each matter, as applicable:
| 1. | Election of directors: |
| For | Withhold | Broker Non-Vote | ||||||||||
| (1) Lieutenant General Emil R. Bedard | 8,621,920 | 1,777,709 | 4,009,547 | |||||||||
| (2) Jack A. Davis | 8,909,416 | 1,490,213 | 4,009,547 | |||||||||
| (3) William P. Georges | 10,234,290 | 165,339 | 4,009,547 | |||||||||
| (4) Dylan Glenn | 10,305,762 | 93,867 | 4,009,547 | |||||||||
| (5) Bryan Lewis | 10,335,706 | 63,923 | 4,009,547 | |||||||||
| (6) Amelia L. Ruzzo | 9,832,503 | 567,126 | 4,009,547 | |||||||||
| (7) Guy L. Smith | 10,320,469 | 79,160 | 4,009,547 | |||||||||
| (8) David E. Ullman | 9,965,866 | 433,763 | 4,009,547 | |||||||||
| 2. | Ratify the appointment of EisnerAmper, LLP as the Company’s Independent Registered Public Accounting Firm for the fiscal year ending December 31, 2021. |
| For | Against | Abstain | ||||||||
| 14,343,442 | 40,076 | 25,658 | ||||||||
| 3. | Approve an amendment to Intellicheck’s 2015 Omnibus Incentive Plan. |
| For | Against | Abstain | Broker Non-Vote | |||||||||||
| 10,027,351 | 321,386 | 50,892 | 4,009,547 | |||||||||||
| 4. | Advisory vote to approve the compensation of our named executive officers. |
| For | Against | Abstain | Broker Non-Vote | |||||||||||
| 10,006,030 | 243,974 | 95,431 | 4,063,741 | |||||||||||
| 5. | Advisory vote to approve the frequency of future advisory votes to approve of executive compensation. |
| 3 Years | 2 Years | 1 Year | Abstain | Broker Non-Vote | ||||||||||||||
| 344,940 | 51,772 | 9,929,370 | 20,032 | 4,063,062 | ||||||||||||||
Based on the foregoing, the Company will hold advisory votes to approve executive compensation on an annual basis.
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized.
| Dated: May 11, 2021 | INTELLICHECK, INC. | |
| By: | /s/ Bill White | |
| Bill White | ||
| Chief Financial Officer, Chief Operating Officer | ||