Attached files

file filename
EX-10.1 - BOARD OF DIRECTORS CONSENT - Bantec, Inc.ea140685ex10-1_bantecinc.htm

 

  

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

FORM 8-K

 

CURRENT REPORT

Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934

 

Date of Report (Date of earliest event reported): May 6, 2021

 

Bantec, Inc.

(Exact name of registrant as specified in its charter)

 

Delaware   000-55789   30-0967943
(state or other jurisdiction
of incorporation)
  (Commission File Number)   (IRS Employer
Identification Number)

 

195 Paterson Avenue, Little Falls, NJ 07424

(address of principal executive offices) (zip code)

 

(203) 220-2296

(registrant’s telephone number, including area code)

 

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):

 

Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
   
Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
   
Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
   
Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

 

Securities registered pursuant to Section 12(b) of the Act:

 

Title of each class   Trading Symbol(s)   Name of each exchange on which registered
Common Stock   BANT   OTC

  

Emerging growth company  ☒

 

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act.  ☐

 

 

 

Item 5.02 Resignation of Officer and Director

 

On May 6, 2021, Matthew Wiles, Chief Operating Officer and a member of the Board of Directors of Bantec, Inc. (the “Company”), submitted his resignation from the Company’s Board, from his role as Chief Operating Officer, and from his role as General Manager of Howco Distributing Co. (“Howco”). Mr. Wiles’ resignation was not the result of any disagreement with Howco, the Company, its Board of Directors, or its management.

 

A copy of the Board of Directors Consent dated May 11, 2021 and Mr. Wiles’ Resignation Letter are attached hereto as Exhibit 10.1 and incorporated herein by reference.

 

Item 9.01 Financial Statements and Exhibits.

 

  (d) Exhibits: The following exhibits are filed with this report:

 

Exhibit No.   Description

10.1

 

  May 11, 2021 Board of Directors Consent and Resignation Letter of Matthew Wiles

 

 

 

 

 

 

SIGNATURES

 

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

 

Date: May 11, 2021 Bantec, Inc.
   
  By:  /s/ Michael Bannon
    Name: Michael Bannon
Title: President and CEO

 

3