Attached files
| file | filename |
|---|---|
| EX-31.2 - CERTIFICATION - SARATOGA INVESTMENT CORP. | f10k2021ex31-2_saratoga.htm |
| EX-31.1 - CERTIFICATION - SARATOGA INVESTMENT CORP. | f10k2021ex31-1_saratoga.htm |
| EX-23.2 - CONSENT OF COHNREZNICK LLP FOR SARATOGA INVESTMENT CORP. CLO 2013-1, LTD - SARATOGA INVESTMENT CORP. | f10k2021ex23-2_saratoga.htm |
| EX-23.1 - CONSENT OF ERNST & YOUNG LLP FOR SARATOGA INVESTMENT CORP - SARATOGA INVESTMENT CORP. | f10k2021ex23-1_saratoga.htm |
| EX-4.10 - DESCRIPTION OF SECURITIES - SARATOGA INVESTMENT CORP. | f10k2021ex4-10_saratoga.htm |
| 10-K - ANNUAL REPORT - SARATOGA INVESTMENT CORP. | f10k2021_saratogainvest.htm |
Exhibit 32.1
CERTIFICATION PURSUANT TO
18 U.S.C. SECTION 1350,
AS ADOPTED PURSUANT TO
SECTION 906 OF THE SARBANES-OXLEY ACT OF 2002
In connection with the Annual Report on Form 10-K of Saratoga Investment Corp. (the “Company”) for the annual period ended February 29, 2020, as filed with the Securities Exchange Commission on the date hereof (the “Report”), I, Christian L. Oberbeck, Chief Executive Officer of the Company, and I, Henri J. Steenkamp, Chief Financial Officer of the Company, each certify, pursuant to Section 906 of the Sarbanes-Oxley Act of 2002, that to our knowledge:
1. The Report fully complies with the requirements of Section 13(a) or 15(d) of the Securities Exchange Act of 1934, as amended; and
2. The information contained in the Report fairly presents, in all material respects, the financial condition and results of operations of the Company.
Date: May 5, 2021
| /s/ CHRISTIAN L. OBERBECK | |
| Christian L. Oberbeck | |
| Chief Executive Officer |
| /s/ HENRI J. STEENKAMP | |
| Henri J. Steenkamp | |
| Chief Financial Officer and Chief Compliance Officer |