Ainos, Inc. - FORM 10-K - EX-33.1 - CERTIFICATION - March 30, 2021

Attached files

file filename
10-K - ANNUAL REPORT - Ainos, Inc.amar_10k.htm
EX-99.1 - 906 CERTIFICATION - Ainos, Inc.amar_ex991.htm
EX-31.1 - CERTIFICATION PURSUANT TO RULE 13A-14(A)/15D-14(A) CERTIFICATIONS SECTION 302 OF - Ainos, Inc.amar_ex311.htm
EX-10.1(J) - EXTENSION OF THE CONSULTING AGREEMENT AND PRE-EXISTING WARRANT CERTIFICATE BETWE - Ainos, Inc.amar_ex101j.htm
EX-10.1(I) - SETTLEMENT AGREEMENT AND MUTUAL GENERAL RELEASE, EFFECTIVE 12/24/20 - Ainos, Inc.amar_ex101i.htm
EX-10.1(H) - EMPLOYMENT AGREEMENT BETWEEN COMPANY AND BERNARD COHEN DATED 12/31/20 AND EFFECT - Ainos, Inc.amar_ex101h.htm
EX-10.1(G) - AMENDMENT NO. 1 TO EMPLOYMENT AGREEMENT BETWEEN COMPANY AND STEPHEN T. CHEN, PH. - Ainos, Inc.amar_101g.htm
EX-10.1(F) - EMPLOYMENT AGREEMENT BETWEEN COMPANY AND STEPHEN T. CHEN, PH.D. DATED 12/31/20 A - Ainos, Inc.amar_ex101f.htm
 
Exhibit 33.1
CERTIFICATION REPORT
 
Management’s Report on Internal Control Over Financial Reporting
 
Management is responsible for establishing and maintaining adequate internal control over financial reporting of the Company. Internal control over financial reporting is a process designed to provide reasonable assurance regarding the reliability of financial reporting and the preparation of financial statements for external purposes in accordance with accounting principles generally accepted in the United States of America.
 
The Company’s internal control over financial reporting includes those policies and procedures that (i) pertain to the maintenance of records that, in reasonable detail, accurately and fairly reflect the transactions and dispositions of the assets of the Company; (ii) provide reasonable assurance that transactions are recorded as necessary to permit preparation of financial statements in accordance with accounting principles generally accepted in the United States of America, and that receipts and expenditures of the Company are being made only in accordance with authorizations of management and directors of the Company; and (iii) provide reasonable assurance regarding prevention or timely detection of unauthorized acquisition, use, or disposition of the Company’s assets that could have a material effect on the financial statements.
 
Because of its inherent limitations, internal control over financial reporting may not prevent or detect misstatements. Also, projections of any evaluation of effectiveness to future periods are subject to the risk that controls may become inadequate because of changes in conditions, or that the degree of compliance with the policies or procedures may deteriorate.
 
Management conducted an evaluation of the effectiveness of internal control over financial reporting based on the framework in Internal Control—Integrated Framework issued by the Committee of Sponsoring Organizations of the Treadway Commission (COSO). Based on this evaluation, management concluded that the Company’s internal control over financial reporting was not effective as of December 31, 2020.
 
 
Date: March 30, 2021
 
       /s/ Stephen T. Chen
 
 
Stephen T. Chen, Chairman of the Board,
Chief Executive Officer and Chief Financial Officer
 
 
 

Ainos, Inc. Reports