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EX-10.1 - EXHIBIT 10.1 - NMF SLF I, Inc.tm2110615d1_ex10-1.htm

 

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

 

 

FORM 8-K

 

 

 

CURRENT REPORT

 

Pursuant to section 13 or 15(d) of the

Securities Exchange Act of 1934

 

Date of Report (Date of Earliest Event Reported): March 24, 2021

 

 

 

NMF SLF I, Inc.

(Exact name of registrant as specified in its charter)

 

 

 

Maryland   000-56123   83-3291673

(State or other jurisdiction of

incorporation or organization)

 

(Commission

File Number)

 

(IRS Employer

Identification Number)

 

787 7th Avenue, 48th Floor, New York, NY 10019

(Address of principal executive offices)

 

Registrant’s telephone number, including area code (212) 720-0300

 

 

 

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

 

¨ Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

 

¨ Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

 

¨ Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

 

¨ Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

 

 

 

Securities registered pursuant to Section 12(b) of the Act:

 

Title of each class   Trading
Symbol(s)
  Name of each exchange on which registered
N/A   N/A   N/A

 

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (17 CFR §230.405) or Rule 12b-2 of the Securities Exchange Act of 1934 (17 CFR §240.12b-2).

Emerging growth company x

 

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ¨

 

 

 

 

 

Item 1.01. Entry into a Material Definitive Agreement.

 

On March 24, 2021, the board of directors of NMF SLF I, Inc. (the “Company”) adopted a Dividend Reinvestment Plan (the “Plan”), effective as of March 24, 2021. The Plan is an “opt out” dividend reinvestment plan, which allows shareholders to automatically reinvest distributions declared by the Company into additional shares of the Company’s common stock. If a stockholder chooses to “opt out,” then such stockholder will receive cash in lieu of shares of the Company’s common stock.

 

The foregoing description does not purport to be complete and is qualified in its entirety by reference to the Plan, attached hereto as Exhibit 10.1 and incorporated by reference herein.

 

Item 9.01.Financial Statements and Exhibits

 

(a)Not applicable.

(b)Not applicable.

(c)Not applicable.

(d)Exhibits.

 

Exhibit No.

 

10.1Dividend Reinvestment Plan of NMF SLF I, Inc., effective as of March 24, 2021.

 

 

 

SIGNATURE

 

Pursuant to the requirements of the Securities Exchange Act of 1934, as amended, the Registrant has duly caused this Current Report on Form 8-K to be signed on its behalf by the undersigned hereunto duly authorized.

 

  NMF SLF I, Inc.
   
     
Date: March 25, 2021 By:

/s/ Karrie J. Jerry

    Name: Karrie J. Jerry
    Title: Corporate Secretary