Attached files
| file | filename |
|---|---|
| EX-99.1 - EX-99.1 - First Eagle Alternative Capital BDC, Inc. | d112471dex991.htm |
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 8-K
CURRENT REPORT
Pursuant to section 13 or 15(d)
of the Securities Exchange Act of 1934
Date of Report (Date of Earliest Event Reported): January 13, 2021
FIRST EAGLE ALTERNATIVE CAPITAL BDC, INC.
(Exact name of registrant as specified in its charter)
| Delaware | 814-00789 | 27-0344947 | ||
| (State or other jurisdiction of incorporation or organization) |
(Commission File Number) |
(IRS Employer Identification Number) |
500 Boylston St., Suite 1200,
Boston, MA 02116
(Address of principal executive offices)
Registrant’s telephone number, including area code (800) 450-4424
Securities registered pursuant to 12(b) of the Act:
| Title of Each Class |
Trading Symbols |
Name of Each Exchange on Which Registered | ||
| Common Stock, par value $0.001 per share | FCRD | NASDAQ Global Select Market | ||
| 6.75% Senior Notes due 2022 | FCRZ | The New York Stock Exchange | ||
| 6.125% Senior Notes due 2023 | FCRW | The New York Stock Exchange |
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
| ☐ | Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) |
| ☐ | Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) |
| ☐ | Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) |
| ☐ | Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)) |
Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).
Emerging growth company ☐
If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐
| Item 5.02. | Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers. |
On January 13, 2021, Terrence W. Olson, Chief Financial Officer, Chief Operating Officer, Assistant Secretary and Treasurer of First Eagle Alternative Capital BDC, Inc. (the “Company”), notified the Company that he intends to retire on June 30, 2021 from the Company and the Company’s investment adviser First Eagle Alternative Credit, LLC (the “Adviser”). A search process has been initiated to identify his replacement.
| Item 7.01 | Regulation FD Disclosure. |
On January 20, 2021, the Company issued a press release, included herewith as Exhibit 99.1, announcing Terrence W. Olson’s intent to retire from the Company and the Adviser effective June 30, 2021 and the Company’s search for his replacement.
The information disclosed under this Item 7.01, including Exhibit 99.1, is being furnished and shall not be deemed “filed” for purposes of Section 18 of the Securities Exchange Act of 1934 and shall not be deemed incorporated by reference into any filing made under the Securities Act of 1933, except as expressly set forth by specific reference in such filing.
| Item 9.01. | Financial Statements and Exhibits. |
(d) Exhibits.
| Exhibit No. |
Description | |
| 99.1 |
Press Release, dated January 20, 2021 | |
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SIGNATURE
Pursuant to the requirements of the Securities Exchange Act of 1934, as amended, the Registrant has duly caused this Current Report on Form 8-K to be signed on its behalf by the undersigned hereunto duly authorized.
| FIRST EAGLE ALTERNATIVE CAPITAL BDC, INC. | ||||
| Date: January 20, 2021 | By: | /s/ TERRENCE W. OLSON | ||
| Name: |
Terrence W. Olson | |||
| Title: |
Chief Financial Officer, Chief Operating Officer & Treasurer | |||
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