UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549 

FORM 8-K 

CURRENT REPORT 

PURSUANT TO SECTION 13 OR 15(d) 

OF THE SECURITIES EXCHANGE ACT OF 1934

Date of Report (Date of earliest event reported): May 4, 2020 

StHealth Capital Investment Corporation

(Exact Name of Registrant as Specified in Its Charter) 

212-601-2769

(Registrant’s telephone number, including area code)

N/A 

(Former name or former address, if changed since last report) 

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

☐ Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

☐ Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

☐ Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

☐ Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

Securities registered pursuant to Section 12(b) of the Act:

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§ 230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§ 240.12b-2 of this chapter).

Emerging growth company ☐

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐

Resignation of Frederick Alger Boyer, Jr. as Chief Financial Officer, Treasurer and Secretary

On December 4, 2020, Frederick Alger Boyer, Jr., the Chief Financial Officer (“CFO”), Treasurer and Secretary of StHealth Capital Investment Corporation (the “Company”) resigned from his positions with the Company, effective as of such date. The departure of Mr. Boyer was not related to any disagreement with the Company’s operations, policies or practices.

Appointment of Derek R. Taller as Interim Chief Financial Officer, Treasurer and Secretary

On December 4, 2020, the Company named Derek R. Taller, the current President and Chief Executive Officer of the Company, as the interim CFO, Treasurer and Secretary until such time as the Board of Directors (the “Board”) shall ratify and confirm such appointment, or name the permanent replacement of Mr. Boyer.

SIGNATURE

Pursuant to the requirements of the Securities Exchange Act of 1934, as amended, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

Dated: December 7, 2020