UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM 8-K
CURRENT REPORT
PURSUANT TO SECTION 13 OR 15(D) OF
THE SECURITIES EXCHANGE ACT OF 1934
Date of Report (Date of earliest event reported): November 18, 2020
FFBW, INC.
(Exact Name of Registrant as Specified in Charter)
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Maryland
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001-39182
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37-1962248
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(State or Other Jurisdiction
of Incorporation)
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(Commission File No.)
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(I.R.S. Employer
Identification No.)
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1360 South Moorland Road, Brookfield, Wisconsin
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53005
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(Address of Principal Executive Offices)
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(Zip Code)
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Registrant's telephone number, including area code:
(262) 542-4448
Not Applicable
(Former name or former address, if changed since last report)
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the
following provisions (see General Instruction A.2. below):
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Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
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Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
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Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
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Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
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Title of each class
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Trading
Symbol(s)
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Name of each exchange on which registered
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Common Stock, par value $0.01 per share
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FFBW
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The NASDAQ Stock Market, LLC
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Indicate by check mark whether the registrant is an emerging growth company as
defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter). Emerging growth company ⌧
If an emerging growth company, indicate by check mark if the registrant has
elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐
Item 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers
FFBW, Inc. (the “Company”), the holding company of First Federal Bank of Wisconsin (the “Bank”), today announced that the Company has
appointed Leann Eddingsaas to serve as the Company’s Principal Accounting Officer.
Since November 2019, Ms. Eddingsaas has been employed as the Controller of the Company. Prior to this, from its inception in 2008 through
November 2019, Ms. Eddingsaas served as the Controller of Spring Bank, Brookfield, Wisconsin. Ms. Eddingsaas is a certified public accountant, licensed in Wisconsin.
Ms. Eddingsaas is not a party to any transaction with the Company or the Bank that would require disclosure under Item 404(a) of Securities
and Exchange Commission Regulation S-K.
Item 9.01
Financial Statements and Exhibits.
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(a)
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Financial Statements of Businesses Acquired.
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Not Applicable.
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(b)
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Pro Forma Financial Information.
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Not Applicable.
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(c)
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Shell Company Transactions.
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Not Applicable.
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(d)
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Exhibits
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Not Applicable
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SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its
behalf by the undersigned, hereunto duly authorized.
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FFBW, INC.
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DATE: November 24, 2020
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By:
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/s/ Edward H. Schaefer
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Edward H. Schaefer
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President and Chief Executive Officer
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