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EX-3.2 - EXHIBIT 3.2 - Olema Pharmaceuticals, Inc.tm2027048d18_ex3-2.htm
EX-3.1 - EXHIBIT 3.1 - Olema Pharmaceuticals, Inc.tm2027048d18_ex3-1.htm

 

 

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

FORM 8-K

 

 

 

CURRENT REPORT

Pursuant to Section 13 or 15(d)

of the Securities Exchange Act of 1934

 

Date of Report (Date of earliest event reported): November 23, 2020

 

 

 

Olema Pharmaceuticals, Inc.

(Exact name of registrant as specified in its charter)

 

 

 

Delaware 001-39712 30-0409740
(State or other jurisdiction
of incorporation)
(Commission
File Number)
(I.R.S. Employer
Identification No.)

 

512 2nd Street, 4th Floor
San Francisco, California
  94107
(Address of principal executive offices)   (Zip Code)

 

(415) 651-3316

(Registrant’s Telephone Number, Including Area Code)

 

Not Applicable

(Former name or former address, if changed since last report)

 

 

 

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instructions A.2. below):

 

  ¨ Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
     
  ¨ Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
     
  ¨ Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
     
  ¨ Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

 

Securities registered pursuant to Section 12(b) of the Act:

 

Title of each class Trading
Symbol(s)
Name of each exchange
on which registered
Common Stock, $0.0001 par value per share OLMA The Nasdaq Global Select Market

 

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).

 

Emerging growth company  x

 

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act.  ¨

 

 

 

   

 

Item 5.03Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year

 

Amendment and Restatement of Certificate of Incorporation

 

On November 23, 2020, Olema Pharmaceuticals, Inc. (the “Company”) filed an amended and restated certificate of incorporation (the “Restated Certificate”) with the Secretary of State of the State of Delaware, in connection with the closing of the initial public offering of shares of common stock (the “IPO”) of the Company on November 23, 2020. The Company’s board of directors and stockholders previously approved the Restated Certificate on October 30, 2020 and November 12, 2020, respectively, to be effective immediately after the closing of the IPO. The Restated Certificate is attached hereto as Exhibit 3.1 and is incorporated herein by reference.

 

Amendment and Restatement of Bylaws

 

Effective as of November 23, 2020, the Company adopted amended and restated bylaws (the “Restated Bylaws”) in connection with the closing of the IPO. The Company’s board of directors and stockholders previously approved the Restated Bylaws on October 30, 2020 and November 12, 2020, respectively, to be effective upon the closing of the IPO. The Restated Bylaws are attached hereto as Exhibit 3.2 and are incorporated herein by reference.

 

Please see the description of the Restated Certificate and Restated Bylaws in the section titled “Description of capital stock” in the final prospectus the Company filed with the U.S. Securities and Exchange Commission on November 19, 2020 pursuant to Rule 424(b) under the Securities Act of 1933, as amended, relating to the Registration Statement on Form S-1, as amended (File No. 333-249748).

 

Item 9.01Financial Statements and Exhibits.

 

(d) Exhibits.

 

Exhibit No.   Description
3.1   Amended and Restated Certificate of Incorporation of the Company.
     
3.2   Amended and Restated Bylaws of the Company.

 

   

 

SIGNATURES

 

Pursuant to the requirements of the Securities Exchange Act of 1934, as amended, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

 

  OLEMA PHARMACEUTICALS, INC.
     
Dated: November 23, 2020  
     
  By: /s/ John B. Moriarty, Jr.                             
    John B. Moriarty, Jr.
    Executive Vice President, Chief Legal Officer and Corporate Secretary