Attached files
file | filename |
---|---|
EX-5.1 - AMMO, INC. | ex5-1.htm |
EX-4.8 - AMMO, INC. | ex4-8.htm |
EX-1.1 - AMMO, INC. | ex1-1.htm |
As filed with the Securities and Exchange Commission on November 23, 2020
Registration No. 333-248800
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM S-1/A
(Amendment Number 4)
REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933
AMMO, INC.
(Exact name of registrant as specified in its charter)
Delaware | 3480 | 83-1950534 | ||
(State
or Other Jurisdiction of Incorporation or Organization) |
(Primary
Standard Industrial Classification Code Number) |
(I.R.S.
Employer Identification Number) |
7681 East Gray Road
Scottsdale, Arizona 85260
(480) 947-0001
(Address,
including zip code, and telephone number including
area code, of Registrant’s principal executive offices)
Fred W. Wagenhals
President and Chief Executive Officer
7681 East Gray Road
Scottsdale, Arizona 85260
(480) 947-0001
(Name,
address, including zip code, and telephone number
including area code, of agent for service)
With copies to:
Copies to:
Joseph M. Lucosky, Esq. Lucosky Brookman LLP 101 Wood Avenue South, 5th Floor Woodbridge, New Jersey 08830 Tel. No.: (732) 395-4400 |
Christopher J. Bellini, Esq. Cozen O’Connor P.C. 33 South 6th Street, Suite 3800 Minneapolis, MN 55402 Tel. No.: (612) 260-9029 |
Approximate date of commencement of proposed sale to the public: As soon as practicable after this Registration Statement is declared effective.
If any of the securities being registered on this Form are to be offered on a delayed or continuous basis pursuant to Rule 415 under the Securities Act of 1933, check the following box. [X]
If this Form is filed to register additional securities for an offering pursuant to Rule 462(b) under the Securities Act, check the following box and list the Securities Act registration statement number of the earlier effective registration statement for the same offering. [ ]
If this Form is a post-effective amendment filed pursuant to Rule 462(c) under the Securities Act, check the following box and list the Securities Act registration statement number of the earlier effective registration statement for the same offering. [ ]
If this Form is a post-effective amendment filed pursuant to Rule 462(d) under the Securities Act, check the following box and list the Securities Act registration statement number of the earlier effective registration statement for the same offering. [ ]
Indicate by check mark whether the registrant is a large accelerated filer, an accelerated filer, a non-accelerated filer, smaller reporting company, or an emerging growth company. See the definitions of “large accelerated filer,” “accelerated filer,” “smaller reporting company,” and “emerging growth company” in Rule 12b-2 of the Exchange Act.
Large accelerated filer [ ] | Accelerated filer [ ] | |
Non-accelerated filer [X] | Smaller reporting company [X] | |
Emerging growth company [ ] |
If an emerging growth company, indicate by checkmark if the registrant has not elected to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 7(a)(2)(B) of the Securities Act. [ ]
EXPLANATORY NOTE
AMMO, Inc. (the “Registrant”) is filing this Amendment No. 4 (the “Amendment”) to its Registration Statement on Form S-1 (Registration Statement No.333-248800) (the “Registration Statement”) to file Exhibits 1.1, 4.8, 5.1, and 23.3 (which is included in Exhibit 5.1). Accordingly, this Amendment consists only of the facing page, this explanatory note, Item 16 of Part II of the Registration Statement, the signature page, Exhibits 1.1, 4.8, 5.1, and 23.2 (which is included in Exhibit 5.1). The remainder of the Registration Statement is unchanged and therefore has not been included in this Amendment.
Item 16. Exhibits and Financial Statement Schedules
(a) Exhibits
We have filed the exhibits listed on the accompanying Exhibit Index of this registration statement and below in this Item 16:
Item 16. Exhibits.
SIGNATURES
Pursuant to the requirements of the Securities Act of 1933, the registrant certifies that it has reasonable grounds to believe that it meets all of the requirements for filing on Form S-1 and has duly caused this registration statement to be signed on its behalf by the undersigned, thereunto duly authorized, in the city of Scottsdale, state of Arizona, on November 23, 2020.
AMMO, INC. | ||
By: | /s/ Fred W. Wagenhals | |
Fred W. Wagenhals President and Chief Executive Officer |
Signature | Title | Date | ||
/s/ Fred W. Wagenhals | Chief Executive Officer, Director | November 23, 2020 | ||
Fred W. Wagenhals | (Principal Executive Officer) | |||
/s/ Robert D. Wiley | Chief Financial Officer | November 23, 2020 | ||
Robert D. Wiley | (Principal Financial and Principal Accounting Officer) | |||
/s/ * | Director | November 23, 2020 | ||
Robert J. Goodmanson | ||||
/s/ * | Director | November 23, 2020 | ||
Randy E. Luth | ||||
/s/ * | Director | November 23, 2020 | ||
Harry S. Markley | ||||
/s/ * | Director | November 23, 2020 | ||
Russell W. Wallace, Jr. |
* By: | /s/ Robert D. Wiley |
|
Robert D. Wiley | ||
Attorney-in-Fact |