Millennium Investment & Acquisition Co Inc. - FORM 8-K - EX-99.1 - November 20, 2020

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8-K - Millennium Investment & Acquisition Co Inc.form8-k.htm

 

Exhibit 99.1

 

 

 

    Part A    
Item A.1. a. Name of Registrant Millennium Investment Acquisition  
  b. Investment Company Act file number of Registrant 811-22156  
  c. CIK Number of Registrant 0001358656  
  e. Address and telephone number of Registrant 301 Winding Road  
      Old Bethpage, NY  11804  
      212-750-0371  
         
Item A.3. a. Date of fiscal year-end. 12/31/2019  
  b. Date as of which information is reported 9/30/2020  
         
Item A.4.   Does the Fund anticipate that this will be its final filing on Form N-PORT No  
         
    Part B    
Item B.1. a. Total Assets  $                                                            15,305,970  
  b. Total Liabilities  $                                                                   39,242  
  c. Net Assets  $                                                            15,266,728  
         
    Part C    
Item C.1. c. Title of issue or description of investment SMC Global Securities Limited  
Item C.2. a. Balance 8,804,690  
  b. Currency Indian rupee  
  c. Value  $                                                              4,875,412  
  d. Percentage value compared to net assets of Fund 32%  
Item C.4. a. Asset type equity shares  
  b. Issuer type other  
Item C.5. a. ISO code for issuer country IND  
Item C.6.   is investment Restricted security No  
         
    Part C    
Item C.1. c. Title of issue or description of investment Millennium HI Carbon LLC  
Item C.2. a. Balance    
  b. Currency US Dollar  
  c. Value  $                                                              6,683,791  
  d. Percentage value compared to net assets of Fund 44%  
Item C.4. a. Asset type other  
  b. Issuer type other  
Item C.5. a. ISO code for issuer country USA  
         
    Part C    
Item C.1. c. Title of issue or description of investment Millennium HI Carbon LLC-Secured Loan  
Item C.2. a. Balance    
  b. Currency US Dollar  
  c. Value  $                                                              1,989,626  
  d. Percentage value compared to net assets of Fund 13%  
Item C.4. a. Asset type other  
  b. Issuer type other  
Item C.5. a. ISO code for issuer country USA  
         
    Signature    
The Registrant has duly caused this report to be signed on its behalf by the undersigned  
 
         
    Registrant: Millennium Investment & Acquisition By (Signature):  
    Name: David H. Lesser    
    Title: Chairman, CEO, Secretary & Treasurer    
    Date: 11/17/20