Attached files
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| EX-99.1 - EXHIBIT 99.1 - North Mountain Merger Corp. | eh200111599_ex9901.htm |
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
_________________
FORM 8-K
_________________
CURRENT REPORT
PURSUANT TO SECTION 13 OR 15(D) OF THE
SECURITIES EXCHANGE ACT OF 1934
SECURITIES EXCHANGE ACT OF 1934
Date of Report (Date of earliest event reported): November 6, 2020
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NORTH MOUNTAIN MERGER CORP.
(Exact name of registrant as specified in its charter)
(Exact name of registrant as specified in its charter)
_________________
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Delaware
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001-39523
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85-1960216
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(State or other jurisdiction
of incorporation) |
(Commission
File Number) |
(I.R.S. Employer
Identification No.) |
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767 Fifth Avenue, 9th Floor
New York, NY |
10153
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(Address of principal executive offices)
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(Zip Code)
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(646) 446-2700
(Registrant’s telephone number, including area code)
(Registrant’s telephone number, including area code)
Not Applicable
(Former name or former address, if changed since last report)
(Former name or former address, if changed since last report)
_________________
Check the appropriate box below if the Form 8-K is intended to simultaneously satisfy the filing obligation of the registrant under any of the following
provisions:
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☐
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Written communication pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
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Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
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Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
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Pre-commencements communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
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Securities registered pursuant to Section 12(b) of the Act:
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Title of each class
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Trading Symbol(s)
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Name of each exchange on which registered
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Units, each consisting of one share of Class A common stock, $0.0001 par value, and one half of one redeemable warrant
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NMMCU
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Nasdaq Capital Market
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Shares of Class A common stock
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NMMC
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Nasdaq Capital Market
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Warrants included as part of the units
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NMMCW
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Nasdaq Capital Market
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Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this
chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).
Emerging growth company ☒
If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new
or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐
Item 8.01 Other Events.
On November 6, 2020, North Mountain Merger Corp. (the “Company”) issued a press release, a copy of which is attached as Exhibit 99.1 to this Current
Report on Form 8-K, announcing that the holders of the Company’s units may elect to separately trade the Class A ordinary shares and warrants comprising the units commencing on November 9, 2020. Those units not separated will continue to trade on the
Nasdaq Capital Market under the symbol “NMMCU,” and each of the Class A ordinary shares and warrants that are separated will trade on the Nasdaq Capital Market under the symbols “NMMC” and “NMMCW,” respectively.
Item 9.01 Financial
Statements and Exhibits.
(d) Exhibits. The following exhibit is
filed with this Form 8-K:
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Exhibit No.
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Description of Exhibits
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99.1
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SIGNATURE
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its
behalf by the undersigned hereunto duly authorized.
Date: November 6, 2020
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North Mountain Merger Corp.
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By:
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/s/ Nicholas Dermatas
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Name: Nicholas Dermatas
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Title: Chief Financial Officer and Secretary
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