NACCO INDUSTRIES INC - FORM 8-K - EX-99

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8-K - 8-K - NACCO INDUSTRIES INC	nacco-20201102.htm


										EXHIBIT 99
NACCO Industries, Inc. - Consolidated
(in thousands, except percentage data)

	Revenues
	Q1	Q2	Q3	Q4	FY
2019	40,097	41,352	32,603	26,938	140,990
2020	37,644	35,355	32,295

	Operating Profit
	Q1	Q2	Q3	Q4	FY
2019	16,373	9,161	8,663	4,623	38,820
2020	7,580	4,482	9,398

	Interest (Income) Expense
	Q1	Q2	Q3	Q4	FY
2019	(322)	(359)	(1,648)	(415)	(2,744)
2020	2	201	241

	Other (Income) Expense
	Q1	Q2	Q3	Q4	FY
2019	(643)	(243)	(1,310)	361	(1,835)
2020	1,482	(1,303)	(722)

	Income Before Taxes						Effective income tax rate
	Q1	Q2	Q3	Q4	FY		Q1	Q2	Q3	Q4	FY
2019	17,338	9,763	11,621	4,677	43,399	2019	13.4%	18.3%	11.7%	n.m.	8.7%
2020	6,096	5,584	9,879			2020	(1.1)%	(8.3)%	18.8%

	Net Income
	Q1	Q2	Q3	Q4	FY
2019	15,018	7,975	10,264	6,375	39,632
2020	6,166	6,050	8,022

	Depreciation, depletion and amortization expense
	Q1	Q2	Q3	Q4	FY
2019	3,813	4,238	4,044	4,145	16,240
2020	4,544	4,624	4,876

	Capital Expenditures
	Q1	Q2	Q3	Q4	FY
2019	4,252	1,715	7,297	11,400	24,664
2020	5,358	7,441	7,003

	Net cash provided by (used for) operating activities
	Q1	Q2	Q3	Q4	FY
2019	(544)	22,632	25,176	5,520	52,784
2020	(31,122)	18,633	15,249

	Net cash used for investing activities
	Q1	Q2	Q3	Q4	FY
2019	(4,247)	(1,705)	(2,857)	(11,453)	(20,262)
2020	(5,342)	(9,302)	(6,536)


NACCO Industries, Inc. - Consolidated
(in thousands, except percentage data)

		Cash flow before financing activities (1)
		Q1	Q2	Q3	Q4	FY
2019		(4,791)	20,927	22,319	(5,933)	32,522
2020		(36,464)	9,331	8,713

		Net cash (used for) provided by financing activities
		Q1	Q2	Q3	Q4	FY
2019		(1,408)	(1,562)	(5,681)	13,764	5,113
2020		7,298	(7,511)	(6,692)

		Dividends Paid to Shareholders
		Q1	Q2	Q3	Q4	FY
2019		1,153	1,327	1,328	1,324	5,132
2020		1,339	1,351	1,355

		Total debt (2)
		Q1	Q2	Q3	Q4	FY
2019		12,021	12,002	7,678	24,943	24,943
2020		34,582	28,423	23,142

		Equity
		Q1	Q2	Q3	Q4	FY
2019		264,267	272,150	283,255	289,392	289,392
2020		293,837	299,271	306,489

(1)	)	Cash flow before financing activities is equal to net cash provided by (used for) operating activities plus net cash provided by (used for) investing activities.
(2)	)	Total debt presented excludes the obligations of the unconsolidated mines. The unconsolidated mines' customers arrange and guarantee the financing of the unconsolidated mines. These obligations are without recourse to and are not guaranteed by North American Coal or NACCO.



Coal Mining
(in thousands, except tons of coal delivered)

	Tons of coal delivered - Unconsolidated mines
	Q1	Q2	Q3	Q4	FY
2019	8.6	6.9	8.7	7.8	32.0
2020	7.6	6.0	7.6

	Tons of coal delivered - Consolidated mines
	Q1	Q2	Q3	Q4	FY
2019	0.6	0.9	0.7	0.4	2.6
2020	0.8	0.8	0.7

	Revenues
	Q1	Q2	Q3	Q4	FY
2019	16,750	22,570	18,799	10,582	68,701
2020	20,928	21,573	20,395

	Gross Profit (Loss)
	Q1	Q2	Q3	Q4	FY
2019	826	1,316	2,416	(1,287)	3,271
2020	(346)	1,712	4,016

	Earnings of unconsolidated operations
	Q1	Q2	Q3	Q4	FY
2019	15,781	13,529	16,211	15,157	60,678
2020	15,027	12,800	14,277

	Operating Expenses
	Q1	Q2	Q3	Q4	FY
2019	9,002	10,152	11,286	10,241	40,681
2020	7,496	7,014	7,119

	Operating Profit
	Q1	Q2	Q3	Q4	FY
2019	7,605	4,693	7,341	3,629	23,268
2020	7,185	7,498	11,174


	Depreciation, depletion and amortization expense
	Q1	Q2	Q3	Q4	FY
2019	2,874	3,276	3,102	3,157	12,409
2020	3,543	3,615	3,793

	Capital Expenditures
	Q1	Q2	Q3	Q4	FY
2019	2,740	1,511	2,291	8,550	15,092
2020	823	3,844	3,150



North American Mining
(in thousands, except tons of limerock delivered)

	Tons of limestone delivered - Unconsolidated mines
	Q1	Q2	Q3	Q4	FY
2019	1.9	2.5	1.7	2.2	8.3
2020	2.2	2.2	2.4

	Tons of limestone delivered - Consolidated mines
	Q1	Q2	Q3	Q4	FY
2019	9.8	9.3	8.5	8.8	36.4
2020	10.3	8.6	9.2

	Revenues
	Q1	Q2	Q3	Q4	FY
2019	10,775	10,728	8,993	12,327	42,823
2020	11,624	12,048	9,443

	Operating Profit (Loss)
	Q1	Q2	Q3	Q4	FY
2019	32	(483)	(391	146	(696)
2020	731	544	244


	Depreciation, depletion and amortization expense
	Q1	Q2	Q3	Q4	FY
2019	545	566	588	524	2,223
2020	646	652	723

	Capital Expenditures
	Q1	Q2	Q3	Q4	FY
2019	1,129	113	4,971	2,611	8,824
2020	4,023	3,163	3,220


	Depreciation, depletion and amortization expense
	Q1	Q2	Q3	Q4	FY
2019	366	367	324	305	1,362
2020	327	327	327

	Capital Expenditures
	Q1	Q2	Q3	Q4	FY
2019	241	50	—	226	517
2020	463	276	633

NACCO INDUSTRIES INC - FORM 8-K - EX-99 - November 2, 2020