UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 8-K
Current Report
Pursuant to Section 13 or 15(d)
of the Securities Exchange Act of 1934
Date of Report (Date of earliest event reported):
September 25, 2020
AB PRIVATE CREDIT INVESTORS CORPORATION
(Exact name of registrant as specified in its charter)
| Maryland | 814-01196 | 81-2491356 | ||
| (State or other jurisdiction of incorporation) |
(Commission File Number) |
(I.R.S. Employer Identification No.) |
1345 Avenue of the Americas
New York, NY 10105
(Address of principal executive offices and zip code)
Registrant’s telephone number, including area code: (212) 969-1000
Check the appropriate box below if the Form 8-K is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
| ☐ | Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) |
| ☐ | Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) |
| ☐ | Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) |
| ☐ | Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)) |
Securities registered pursuant to Section 12(b) of the Act:
| Title of each class |
Trading Symbol(s) |
Name of each exchange on which registered | ||
| — | — | — |
Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (17 CFR §230.405) or Rule 12b-2 of the Securities Exchange Act of 1934 (17 CFR §240.12b-2).
Emerging growth company ☒
If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐
| Item 5.07. | Submission of Matters to a Vote of Security Holders |
On September 25, 2020, AB Private Credit Investors Corporation (the “Company”) held its annual meeting of stockholders (the “Annual Meeting”). At the Annual Meeting, the Company’s stockholders approved three proposals by the requisite vote. The issued and outstanding shares of stock of the Company entitled to vote at the Annual Meeting consisted of 19,879,074.296 shares of common stock outstanding on the record date, August 13, 2020. Of the eligible shares of common stock to be voted, 10,266,728.812 were represented at the Annual Meeting, either in person or by proxy, constituting a quorum. The final voting results from the Annual Meeting were as follows:
Proposal 1. To re-elect J. Brent Humphries as a Class I director of the Company, for a three-year term expiring at the 2023 annual meeting of stockholders and until Mr. Humphries’ successor is duly elected and qualified.
| Name |
Votes For | Votes Against | Abstentions | |||||||||
| J. Brent Humphries |
9,952,022.696 | 157,219.259 | 157,486.857 | |||||||||
Proposal 2. To re-elect Terry Sebastian as a Class I director of the Company, for a three-year term expiring at the 2023 annual meeting of stockholders and until Mr. Sebastian’s successor is duly elected and qualified.
| Name |
Votes For | Votes Against | Abstentions | |||||||||
| Terry Sebastian |
9,888,075.114 | 183,784.185 | 194,869.513 | |||||||||
Proposal 3. To ratify the appointment of PricewaterhouseCoopers LLP as the Company’s independent registered public accounting firm for 2020.
| Votes For | Votes Against | Abstentions | ||
| 9,980,042.345 | 167,738.355 | 118,948.112 |
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
| Date: September 29, 2020 | AB PRIVATE CREDIT INVESTORS CORPORATION | |||||
| By: | /s/ Wesley Raper | |||||
| Wesley Raper | ||||||
| Chief Financial Officer and Treasurer | ||||||