AND EXCHANGE COMMISSION
to Section 13 OR 15(d) of The Securities Exchange Act of 1934
of Report (Date of earliest event reported): September 23, 2020
name of registrant as specified in charter)|
or other Jurisdiction
E. Broward Blvd., Suite 300, Fort Lauderdale, FL
of Principal Executive Offices)
telephone number, including area code: (561) 288-6603
name or former address, if changed since last report)|
the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of Company under
any of the following provisions:
communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)|
material pursuant to Rule 14a-12(b) under the Exchange Act (17 CFR 240.14a-12(b))|
communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))|
communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))|
registered pursuant to Section 12(b) of the Act:
of each class
of each exchange on which |
by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (17 CFR
§230.405) or Rule 12b-2 of the Securities Exchange Act of 1934 (17 CFR §240.12b-2).
growth company ☒
an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for
complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐
used in this Current Report on Form 8-K, and unless otherwise indicated, the terms “the Company,” “Veritas
Farms,” “we,” “us” and “our” refer to Veritas Farms, Inc. and
September 23, 2020 the Company issued a press release announcing that it had commenced a $4.0 million private offering
of equity securities to be conducted pursuant to Rule 506(b) of Regulation D promulgated under the Securities Act of 1933, as
amended (the “Securities Act”).
copy of the Company’s press release dated September 23, 2020 is attached hereto as Exhibit 99.1.
accordance with General Instruction B.2 of Form 8-K, the information furnished pursuant to this Item 7.01, and including
Exhibit 99.1 furnished herewith, shall not be deemed “filed” for purposes of Section 18 of the Securities Exchange
Act of 1934, as amended (the “Exchange Act”), nor shall it be deemed incorporated by reference in any filing
under the Securities Act or the Exchange Act, except as shall be expressly set forth by specific reference in such a filing.
Statements and Exhibits|
to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf
by the undersigned hereunto duly authorized.
September 23, 2020
Alexander M. Salgado|
M. Salgado, Chief Executive Officer|