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EX-99.1 - EX-99.1 - Scott's Liquid Gold - Inc.slgd-ex991_7.htm

 

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

   

      

FORM 8-K/A

(Amendment No. 1)

      

CURRENT REPORT

Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934

Date of Report (Date of earliest event reported): July 1, 2020

      

SCOTT’S LIQUID GOLD-INC.

(Exact name of Registrant as specified in its charter)

      

   

 

Colorado

001-13458

84-0920811

(State or other jurisdiction

of incorporation)

(Commission File Number)

(I.R.S. Employer

Identification No.)

 

8400 E. Crescent Parkway, Suite 450, Greenwood Village, CO

   

80111

(Address of principal executive offices)

   

(Zip Code)

   

Registrant’s telephone number, including area code: (303) 373-4860

Not Applicable

(Former Name or Former Address, if Changed Since Last Report)

      

Check the appropriate box below if the Form 8-K is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

   

 Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

   

 Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

   

 Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

   

 Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

 

Securities registered pursuant to Section 12(b) of the Exchange Act.

 


Title of each c

lass

 

Trading Symbol

 

Name of exchange on which registered

None

 

None

 

None

 

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).

 

Emerging growth company  

 

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act.

      



Explanatory Note

On July 1, 2020, Scott’s Liquid Gold-Inc. (the “Company”) filed with the Securities and Exchange Commission a Current Report on Form 8-K regarding its acquisition of the Biz and Dryel brands (the “Initial 8-K). This Form 8-K/A amends Item 7.01 and Item 9.01 of the Initial 8-K solely to correct the Biz and Dryel Brands Investor Relations Slide Deck (“IR Deck) included as Exhibit 99.3 to the Initial 8-K, which unintentionally omitted slide number three. No other changes have been made to the Initial 8-K.

Item 7.01. Regulation FD Disclosure.

On July 9, 2020, the Company posted the revised IR Deck on the Investor Relations Section of the Company’s website at www.slginc.com, which includes slide three. The revised IR Deck is included in this Current Report on Form 8-K as Exhibit 99.1. The information under this Item 7.01 and contained in Exhibit 99.1 will not be deemed filed for purposes of Section 18 of the Securities Exchange Act of 1934, as amended (the “Exchange Act”), nor will such information or exhibit be deemed incorporated by reference in any filing under the Securities Act of 1933, as amended, or the Exchange Act, except as is expressly set forth by specific reference in such a filing.

Item 9.01 Financial Statements and Exhibits.

(d)  Exhibits.

 

Exhibit No.

 

Description

99.1

 

Biz and Dryel Brands Investor Relations Slide Deck.

 



SIGNATURE

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

 

 

 

 

 

 

SCOTT’S LIQUID GOLD-INC.

 

 

Date: July 9, 2020

 

/s/ Kevin A. Paprzycki

 

 

Kevin A. Paprzycki

Chief Financial Officer