Form 8-K
U.S. SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
Date of Report
July 2, 2020
BAB, Inc.
(Name of small business issuer in its charter)
|
Delaware |
0-31555 |
36-4389547 |
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(State or other jurisdiction of |
Commission |
(I.R.S. Employer |
|
incorporation or organization) |
file number |
Identification Number) |
500 Lake Cook Road, Suite 475, Deerfield, IL 60015
(Address of principal executive offices) (Zip Code)
Issuer's telephone number (847) 948-7520
Securities registered pursuant to Section 12(b) of the Act:
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Title of each class: |
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Trading Symbol(s) |
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Name of each exchange on which registered |
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Common Stock |
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BABB |
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OTCQB |
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
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☐ |
Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) |
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☐ |
Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) |
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☐ |
Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) |
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☐ |
Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)) |
Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 or Rule 12b-2 of the Securities Exchange Act of 1934.
Emerging growth company ☐
If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐
Item 5.07 Submission of Matters to a Vote of Security Holders
The annual meeting of shareholders of BAB, Inc. was held on Thursday, July 2, 2020. The shareholders voted, either in person or by proxy on the following proposals, with the final result of the shareholder vote as follows:
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1. |
To elect four Directors to serve for a one-year term expiring when their successors are elected and qualified at the annual meeting in 2021. |
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Votes For |
Votes Withheld |
Broker Non-Votes |
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| 01 Michael Evans | 3,433,149 | 671,853 | 2,342,282 |
| 02 Steven Feldman | 3,430,612 | 674,390 | 2,342,282 |
| 03 James Lentz | 3,431,612 | 673,390 | 2,342,282 |
| 04 Michael Murtaugh | 3,433,681 | 671,321 | 2,342,282 |
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2. |
To act upon a proposal to ratify the appointment of Sassetti LLC as independent auditors of the Company for the fiscal year ending November 30, 2020. |
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Votes For |
Against |
Abstain |
Broker Non-Votes |
| 6,205,904 | 228,313 | 13,067 | - |
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3. |
To vote, in the discretion of the proxy holder, on all other business as may properly come before the meeting or any adjournment thereof. |
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Votes For |
Against |
Abstain |
Broker Non-Votes |
| 3,190,887 | 751,293 | 162,822 | 2,342,282 |
Signatures
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
BAB, Inc.
(Registrant)
By: /s/ Michael W. Evans
--------------------
Michael W. Evans, Chief Executive Officer
Date: July 2, 2020