Attached files

file filename
EX-99.7 - EX-99.7 - BIOLASE, INCd127305dex997.htm
EX-99.5 - EX-99.5 - BIOLASE, INCd127305dex995.htm
EX-99.4 - EX-99.4 - BIOLASE, INCd127305dex994.htm
EX-99.3 - EX-99.3 - BIOLASE, INCd127305dex993.htm
EX-99.2 - EX-99.2 - BIOLASE, INCd127305dex992.htm
EX-99.1 - EX-99.1 - BIOLASE, INCd127305dex991.htm
EX-23.1 - EX-23.1 - BIOLASE, INCd127305dex231.htm
EX-8.1 - EX-8.1 - BIOLASE, INCd127305dex81.htm
EX-5.1 - EX-5.1 - BIOLASE, INCd127305dex51.htm
EX-4.16 - EX-4.16 - BIOLASE, INCd127305dex416.htm
EX-4.15 - EX-4.15 - BIOLASE, INCd127305dex415.htm
EX-4.12 - EX-4.12 - BIOLASE, INCd127305dex412.htm
EX-4.11 - EX-4.11 - BIOLASE, INCd127305dex411.htm
EX-4.10 - EX-4.10 - BIOLASE, INCd127305dex410.htm
EX-3.1.12 - EX-3.1.12 - BIOLASE, INCd127305dex3112.htm
EX-1.1 - EX-1.1 - BIOLASE, INCd127305dex11.htm
S-1/A - AMENDMENT NO.2 TO FORM S-1 - BIOLASE, INCd127305ds1a.htm

Exhibit 99.6

FORM OF

NOMINEE HOLDER CERTIFICATION

BIOLASE, INC.

The undersigned, a bank, broker, dealer, trustee, depositary, or other nominee of non-transferable subscription rights to purchase units of BIOLASE, Inc. (the “Company”), said units each comprised of one share of Series F Convertible Preferred Stock and 2,500 warrants pursuant to the subscription rights offering described and provided for in the Company’s prospectus dated July 1, 2020, hereby certifies to the Company and Computershare Trust Company, N.A., as subscription agent for such rights offering, that (1) the undersigned has exercised, on behalf of the beneficial owners thereof (which may include the undersigned), the number of subscription rights on the terms and subject to the conditions set forth in the prospectus specified below pursuant to the basic subscription right (as defined in the prospectus) and, on behalf of beneficial owners of subscription rights who have subscribed for the purchase of additional units pursuant to the over-subscription privilege (as defined in the prospectus), the number of units specified below, listing separately below each such exercised basic subscription right and the corresponding over-subscription privilege (without identifying any such beneficial owner), and (2) to the extent a beneficial owner has elected to subscribe for units pursuant to the over-subscription privilege, each such beneficial owner’s basic subscription right has been exercised in full:

 

Number of Shares of Common

Stock Owned on the Record Date

(or Shares of Common Stock

issuable upon exercise of the

June 2020 Warrants)

   Individual
Soliciting
Broker
(if any)
     Number of Units
Subscribed
for Pursuant to the
Basic
Subscription Right
     Number of Units
Subscribed for Pursuant
to the Over-
Subscription Privilege
 

1.

        

2.

        

3.

        

4.

        

5.

        

6.

        

7.

        

 

Name of Nominee Holder
By:
Name:
Title:

Phone Number:

Fax Number:

Dated:


Provide the following information, if applicable:
DTC Participant Number
DTC Participant
By:
Name:
Title:

DTC Basic Subscription

Confirmation Number(s)

Dated: