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EX-99.1 - EXHIBIT 99.1 - ATLANTIC POWER CORPtm2023062d2_ex99-1.htm

 

 

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

WASHINGTON, DC 20549

 

 

 

FORM 8-K

 

 

 

CURRENT REPORT

Pursuant to Section 13 or 15(d) of the

Securities Exchange Act of 1934

 

Date of report (Date of earliest event reported): June 17, 2020 

 

 

 

ATLANTIC POWER CORPORATION

(Exact Name of Registrant as Specified in Charter)

 

British Columbia   001-34691   55-0886410
(State or Other Jurisdiction
of Incorporation)
  (Commission File Number)  

(I.R.S. Employer

Identification No.)

 

3 Allied Drive, Suite 155
Dedham, MA
  02026
(Address of Principal Executive Offices)   (Zip Code)

 

Registrant’s Telephone Number, Including Area Code (617) 977-2400

 

 

 

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):

 

¨       Written communication pursuant to Rule 425 under the Securities Act (17 CFR 230.425) 

 

¨       Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) 

 

¨       Pre-commencement communication pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) 

 

¨       Pre-commencement communication pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)) 

 

Securities registered pursuant to Section 12(b) of the Act:

 

Title of Each Class   Trading Symbol   Name of Exchange on which registered
Common Shares, no par value, and the associated Rights to Purchase Common Shares   AT   The New York Stock Exchange

 

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (17 CFR §230.405) or Rule 12b-2 of the Securities Exchange Act of 1934 (17 CFR §240.12b-2).

 

Emerging growth company ¨   

 

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ¨   

 

 

 

 

 

Item 5.07Submission of Matters to a Vote of Security Holders.

 

Atlantic Power Corporation (the “Corporation”) held its Annual and Special Meeting of Shareholders on June 17, 2020 (the “Annual Meeting”). At the Annual Meeting, the shareholders of the Corporation voted on the following matters, casting their votes as described below:

 

·To elect to the Board of Directors each of the nominees listed below:

 

Nominee  Votes For   Votes Against  Votes Withheld   Broker Non-Votes 
R. Foster Duncan   52,371,896   n/a   4,738,952    23,885,349 
Kevin T. Howell   55,251,141   n/a   1,859,708    23,885,348 
Danielle S. Mottor   55,796,378   n/a   1,314,471    23,885,348 
Gilbert S. Palter   55,765,345   n/a   1,345,503    23,885,349 
James J. Moore, Jr.   55,870,700   n/a   1,240,149    23,885,348 

 

·To approve, by non-binding advisory vote, the compensation of the Corporation’s named executive officers:

 

Votes For   Votes Against   Abstentions   Spoiled Votes   Broker Non-Votes 
 54,382,787    2,260,761    466,736    563    23,885,350 
                       
·To appoint KPMG LLP as auditors of the Corporation and to authorize the Corporation’s Board of Directors to fix such auditors’ remuneration:

 

Votes For   Votes Against  Votes Withheld   Spoiled Votes   Broker Non-Votes 
 79,649,961   n/a   1,345,673    563    0 

 

·To approve an ordinary resolution authorizing the Company to amend its sixth amended and restated long-term incentive plan (the "LTIP") to increase the number of common shares of the Company issuable under the LTIP:

 

Votes For   Votes Against   Abstentions   Broker Non-Votes 
 53,277,905    3,394,771    438,172    23,885,349 

 

Item 7.01Regulation FD Disclosure.

 

In addition, on June 19, 2020, the Corporation issued a press release (the “Press Release”) announcing that the director nominees listed in the Proxy Statement for the Annual Meeting were elected as directors of the Corporation, providing detailed results of the votes cast with respect to such election and other details on the results of the Annual Meeting. The Press Release is attached as Exhibit 99.1 and is incorporated herein by reference.

 

The information in this Item 7.01, including Exhibit 99.1, is being furnished and shall not be deemed to be “filed” for purposes of Section 18 of the Securities Exchange Act of 1934, as amended (the “Exchange Act”), or otherwise subject to the liability of that Section, nor shall such information be deemed to be incorporated by reference into any registration statement or other document filed under the Securities Act of 1933, as amended, or the Exchange Act, except as otherwise stated in that filing.

 

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Item 9.01.Financial Statements and Exhibits.

 

(d) Exhibits

 

Exhibit

Number

  Description
     
99.1   Press Release of Atlantic Power Corporation, dated June 19, 2020.

 

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SIGNATURES

 

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

 

  Atlantic Power Corporation
   
   
Dated: June 19, 2020 By: /s/ Terrence Ronan
    Name: Terrence Ronan
    Title: Chief Financial Officer

 

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