UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

FORM 8-K

 

CURRENT REPORT PURSUANT TO

SECTION 13 OR 15(d) OF THE

SECURITIES EXCHANGE ACT OF 1934

 

Date of Report (Date of earliest event reported): June 17, 2020 (June 17, 2020)

 

 

Monroe Capital Income Plus Corporation

(Exact name of registrant as specified in its charter)

  

 

 

Maryland   814-01301   83-0711022

(State or Other Jurisdiction

of Incorporation)

 

(Commission

File Number)

 

(IRS Employer

Identification No.)

         

311 South Wacker Drive, Suite 6400

Chicago, Illinois

  60606
(Address of Principal Executive Offices)   (Zip Code)

 

 

Registrant’s telephone number, including area code: (312) 258-8300

 

Not Applicable

(Former name or former address, if changed since last report.)

 

 

 

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

 

¨Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

 

¨Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

 

¨Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

 

¨Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

 

Securities registered pursuant to Section 12(b) of the Act:

 

Title of each class   Trading Symbol(s)   Name of each exchange on which registered
None   N/A   N/A

 

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (17 CFR §230.405) or Rule 12b-2 of the Securities Exchange Act of 1934 (17 CFR §240.12b-2).

 

Emerging growth company þ

 

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ¨

 

 

 

 

   

  Item 5.07. Submission of Matters to a Vote of Security Holders.

 

On June 17, 2020, Monroe Capital Income Plus Corporation (the “Company”) held its 2020 virtual annual meeting of stockholders (the “Annual Meeting”) to consider the proposal described in detail in the Company’s definitive proxy statement filed with the Securities and Exchange Commission on April 29, 2020. At the Annual Meeting, the Company’s stockholders voted on the following proposal and cast their votes as described below.

 

Proposal to Elect the Director Nominee

 

  1. Roger Schoenfeld was elected at the Annual Meeting as a Class II director to serve until the Company’s 2023 annual meeting of stockholders and until his successor is duly elected and qualifies. The following votes were taken in connection with this proposal:

 

Director   Votes For   Votes Withheld   Broker Non-Votes
Roger Schoenfeld   4,682,870   160,171   0

 

  

 

 

 

SIGNATURES

 

Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

 

  Monroe Capital Income Plus Corporation
   
     
Date: June 17, 2020 By:   /s/ Aaron D. Peck
     

Aaron D. Peck

Chief Financial Officer, Treasurer and Corporate Secretary