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UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

WASHINGTON, D.C. 20549

 

FORM 8-K

 

CURRENT REPORT

Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934

Date of Report (Date of earliest event reported): June 11, 2020 (June 9, 2020)

 

PDL Community Bancorp

(Exact name of Registrant as Specified in Its Charter)

 

 

Federal

001-38224

82-2857928

(State or Other Jurisdiction

of Incorporation)

(Commission File Number)

(IRS Employer

Identification No.)

 

 

 

2244 Westchester Avenue

Bronx, NY

 

10462

(Address of Principal Executive Offices)

 

(Zip Code)

Registrant’s Telephone Number, Including Area Code: (718) 931-9000

 

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instructions A.2. below):

Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

Securities registered pursuant to Section 12(b) of the Act:

Title each class

 

Trading

Symbol (s)

 

Name of each exchange on which registered

                 Common stock, par value $0.01 per share

  

PDLB

 

The NASDAQ Stock Market, LLC

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§ 230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§ 240.12b-2 of this chapter).

Emerging growth company 

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. 

  

  

 


 

Item 5.07 Submission of Matters to a Vote of Security Holders

PDL Community Bancorp (NASDAQ:PDLB), the holding company for Ponce Bank held its annual shareholder meeting on June 9, 2020. The business conducted at the annual meeting consisted of the election of two directors and the ratification of the appointment of Mazars USA LLP as independent registered public accounting firm for the year ending December 31, 2020. The following is a summary of the voting results for each matter presented to the stockholders:

 

(a)

Proposal I – Election of Directors

 

 

 

 

 

 

 

 

 

 

Broker

 

 

 

For

 

 

Withheld

 

 

Non-Vote

 

William Feldman

 

 

12,974,004

 

 

 

1,932,587

 

 

 

1,185,801

 

Steven A. Tsavaris

 

 

14,502,674

 

 

 

403,917

 

 

 

1,185,801

 

With respect to the foregoing Proposal I, each nominee was elected to the Board of Directors of PDL Community Bancorp.

 

(b)  Proposal II – Ratification of the appointment of Mazars USA LLP as the PDL Community Bancorp’s independent registered public accounting firm for the year ending December 31, 2020.

 

For

 

 

Against

 

 

Abstain

 

 

15,999,592

 

 

 

59,305

 

 

 

75,258

 

There were no broker non-votes.

The foregoing Proposal II was approved.

 

Item 8.01

Other Events.

Remarks of Carlos P. Naudon, President and CEO of PDL Community Bancorp, delivered at the annual meeting of stockholders, held on June 9, 2020.

 

Item 9.01

Exhibits.

 

(d) Exhibits.

 

 

 

 

 

 

 

 


 

SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized.

 

 

 

PDL Community Bancorp

 

 

 

 

Date:  June 11, 2020

 

By:

/s/ Carlos P. Naudon

 

 

 

Carlos P. Naudon

 

 

 

President

Chief Executive Officer