UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, DC 20549
FORM 8-K
CURRENT REPORT
PURSUANT TO SECTION 13 OR 15(d)
OF THE SECURITIES EXCHANGE ACT OF 1934
Date of report (Date of earliest event reported): May 28, 2020
urban-gro, Inc.
(Exact Name of Registrant as Specified in Charter)
Colorado
(State or Other Jurisdiction of Incorporation)
| 000-52898 | 46-5158469 | |
| (Commission File Number) | (IRS Employer Identification No.) | |
|
1751 Panorama Point, Unit G Lafayette, Colorado |
80026 | |
| (Address of Principal Executive Offices) | (Zip Code) |
(720) 390-3880
(Registrant’s Telephone Number, Including Area Code)
Not Applicable
(Former Name or Former Address, if Changed Since Last Report)
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):
| ☐ | Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) |
| ☐ | Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) |
| ☐ | Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) |
| ☐ | Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)) |
Securities registered pursuant to Section 12(b) of the Act: None
| Title of each class |
Trading Symbol(s) |
Name of each exchange on which registered | ||
| N/A | N/A | N/A |
Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§ 230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§ 240.12b-2 of this chapter).
Emerging growth company ☒
If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐
| Item 5.07 | Submission of Matters to a Vote of Security Holders. |
urban-gro, Inc. (the “Company”) held its 2020 Annual Meeting of Stockholders (the “Annual Meeting”) on May 28, 2020 to (i) elect six directors to the Board of Directors to serve for a term of one year or until their respective successors are elected and qualified (“Proposal 1”) and (ii) ratify the appointment of BF Borgers CPA PC to serve as the Company’s independent registered public accounting firm for the fiscal year ending December 31, 2020 (“Proposal 2”). For more information about the foregoing proposals, see the Company’s definitive proxy statement dated May 18, 2020.
The table below shows the final results of the voting at the Annual Meeting:
| Votes in Favor | Votes Cast Against | Abstain | Broker Non-Votes | |||||||||||||
| Proposal 1 | ||||||||||||||||
| Bradley J. Nattrass | 22,855,657 | 35,000 | 0 | 0 | ||||||||||||
| Richard (Dick) A. Akright | 22,880,657 | 10,000 | 0 | 0 | ||||||||||||
| James H. Dennedy | 22,880,657 | 10,000 | 0 | 0 | ||||||||||||
| Lance Galey | 22,880,657 | 10,000 | 0 | 0 | ||||||||||||
| James R. Lowe | 22,880,657 | 10,000 | 0 | 0 | ||||||||||||
| Lewis O. Wilks | 22,880,657 | 10,000 | 0 | 0 | ||||||||||||
| Proposal 2 | 22,890,657 | 0 | 0 | – | ||||||||||||
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SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
| URBAN-GRO, INC. | ||||||
| Date: June 1, 2020 | ||||||
| By: |
/s/ Bradley Nattrass | |||||
| Name: | Bradley Nattrass | |||||
| Title: | Chief Executive Officer | |||||
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