SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
PURSUANT TO SECTION 13 OR 15(d)
OF THE SECURITIES EXCHANGE ACT OF 1934
Date of Report (Date of earliest event reported) May
28, 2020 (May 27, 2020)
SUMMIT WIRELESS TECHNOLOGIES, INC.
(Exact name of registrant as specified in
(State or other jurisdiction
6840 Via Del Oro, Ste. 280
San Jose, CA
|(Address of registrant’s principal executive office)
(Registrant’s telephone number, including
(Former name or former address, if changed
since last report)
the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant
under any of the following provisions (see General Instruction A.2. below):
||Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)|
||Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)|
||Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))|
||Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))|
Securities registered pursuant to Section
12(b) of the Act:
|Title of each class
||Name of each exchange on which|
Common Stock, par value
$0.0001 per share
||The Nasdaq Capital Market|
Indicate by check mark whether the registrant
is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 or Rule 12b-2 of the Securities Exchange
Act of 1934.
growth company x
an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for
complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ¨
||Results of Operations and Financial Condition.|
On May 27, 2020, Summit Wireless Technologies, Inc. (the “Company”)
issued a press release providing an update for the Company’s first quarter 2020, expected customer product rollout, and recent
highlights. The press release is attached hereto as Exhibit 99.1.
In addition, the Company released updated presentation materials
that incorporate the Company’s first quarter 2020 update, expected customer product rollout, and recent highlights. The updated
presentation materials are attached hereto as Exhibit 99.2.
The information contained in this Current Report on Form 8-K
(including the exhibits attached hereto) shall not be deemed “filed” for purposes of Section 18 of the Securities Exchange
Act of 1934, as amended (the “Exchange Act”), or incorporated by reference in any filing under the Securities Act of
1933, as amended, or the Exchange Act, except as shall be expressly set forth by specific reference in such a filing.
||Regulation FD Disclosure.|
Reference is made to the disclosure set forth in Item 2.02 of
this Current Report on Form 8-K, which disclosure is incorporated herein by reference.
Exhibits 99.1 and 99.2 contain, and may implicate, forward-looking
statements regarding the Company, and include cautionary statements identifying important factors that could cause actual results
to differ materially from those anticipated.
||Financial Statements and Exhibits.|
Pursuant to the requirements of the Securities
Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
|Date: May 28, 2020
SUMMIT WIRELESS TECHNOLOGIES, INC.
||/s/ Brett Moyer
||Name: Brett Moyer
||Title: Chief Executive Officer