UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 8-K
CURRENT REPORT
PURSUANT TO SECTION 13 OR 15(d) OF THE
SECURITIES EXCHANGE ACT OF 1934
Date of report (Date of earliest event reported): May 28, 2020
DIME COMMUNITY BANCSHARES, INC.
(Exact name of the registrant as specified in its charter)
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Delaware
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000-27782
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11-3297463
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(State or other jurisdiction of incorporation or organization)
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(Commission File Number)
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(IRS Employer Identification No.)
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300 Cadman Plaza West, 8th
Floor
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Brooklyn, New York
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11201
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(Address of principal executive offices)
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(Zip Code)
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(718) 782-6200
(Registrant’s telephone number)
N/A
(Former name or former address, if changed since last report)
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
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Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
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Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
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Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
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Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4c)
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Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (17 CFR §230.405) or Rule 12b-2 of the Securities Exchange Act of 1934 (17 CFR
§240.12b-2).
Emerging growth company ☐
If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to
Section 13(a) of the Exchange Act. ☐
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Title of each class
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Trading
Symbol(s)
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Name of each exchange on which registered
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Common Stock, $0.01 Par Value
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DCOM
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The NASDAQ Stock Market
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Preferred Stock, Series A, $0.01 Par Value
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DCOMP
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The NASDAQ Stock Market
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| Item 5.07. |
Submission of Matters to a Vote of Security Holders.
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Dime Community Bancshares, Inc. (the "Company") held its annual meeting of shareholders on May 28, 2020 (the “Meeting”). At the close of business on the record date of the Meeting, there were a total
of 34,036,780 shares of common stock outstanding and entitled to vote at the Meeting. At the Meeting, 30,268,451 shares of common stock were represented, therefore a quorum was present. Four proposals were presented and voted on. Set forth below
are the final results for all proposals.
1. The following nominees received the requisite plurality of votes cast at the Meeting, as indicated below, and were therefore elected as directors to serve for a term to expire at the Company's
Annual Meeting of Shareholders to be held in 2023 and until their respective successors are duly elected and qualified:
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Director
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For
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Withhold
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Broker Non-Votes
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Steven D. Cohn
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24,462,409
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1,865,633
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3,940,409
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Barbara G. Koster
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24,189,482
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2,138,560
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3,940,409
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Kenneth J. Mahon
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25,360,285
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967,757
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3,940,409
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2. The ratification of the appointment of Crowe LLP to act as the independent registered public accounting firm for the Company for the year ending December 31, 2020 was approved by the requisite
majority of the votes cast by shareholders, as indicated below:
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For
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Against
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Abstain
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Broker Non-Votes
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29,641,483
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585,838
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41,130
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-0-
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3. The approval, of a non-binding advisory vote, of the following resolution regarding the compensation of the Company's named executive officers, as disclosed in the Company’s proxy statement for
the 2020 Annual Meeting of Shareholders, was approved by the requisite majority of the votes cast by shareholders, as indicated below:
RESOLVED, that the compensation paid to the Company's Named Executive Officers, as disclosed pursuant to Item 402 of Regulation S-K, including the Compensation Discussion and Analysis, compensation
tables and narrative discussion, is hereby APPROVED.
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For
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Against
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Abstain
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Broker Non-Votes
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25,657,439
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630,792
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39,811
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3,940,409
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4. The Dime Community Bancshares, Inc. 2020 Equity Incentive Plan was approved by the requisite majority of the votes cast by shareholders, as indicated below:
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For
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Against
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Abstain
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Broker Non-Votes
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25,378,857
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908,421
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40,764
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3,940,409
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SIGNATURE
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
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Dime Community Bancshares, Inc.
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(Registrant)
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| /s/ Avinash Reddy | |
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Avinash Reddy
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Senior Executive Vice President & Chief Financial Officer
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Dated: May 29, 2020
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