UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

 

FORM 8-K

 

 

CURRENT REPORT

Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934

Date of Report (Date of earliest event reported): May 21, 2020

 

 

Altus Midstream Company

(Exact name of registrant as specified in its charter)

 

 

 

Delaware   001-38048   81-4675947

(State or other jurisdiction

of incorporation)

 

(Commission

File Number)

 

(IRS Employer

Identification No.)

One Post Oak Central, 2000 Post Oak Boulevard, Suite 100

Houston, Texas 77056-4400

(Address of principal executive offices) (Zip Code)

Registrant’s telephone number, including area code: (713) 296-6000

 

 

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

 

Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

 

Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

 

Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

 

Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

Securities registered pursuant to Section 12(b) of the Act:

 

Title of each class

 

Trading Symbol(s)

 

Name of each exchange on which registered

Class A common stock, $0.0001 par value   ALTM   Nasdaq Global Market

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).

Emerging growth company  ☒

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act.  ☐

 

 

 


Item 5.07.

Submission of Matters to a Vote of Security Holders.

At the annual meeting of stockholders of Altus Midstream Company (the “Company”), held on May 21, 2020, there were 74,929,305 shares of the Company’s Class A common stock, par value $0.0001 per share (“Class A Common Stock”), and 250,000,000 shares of the Company’s Class C common stock, par value $0.0001 per share (together with the Class A Common Stock, the “common stock”), eligible to vote, of which 309,585,637 shares, or 95.28 percent, were voted.

The matters voted upon, the number of votes cast for, against, or withheld, as applicable, as well as the number of abstentions and broker non-votes as to such matters, were as stated below:

 

   

The following nominees for directors were elected to serve one-year terms expiring at the 2021 annual meeting of stockholders, by a plurality of shares voted:

 

Nominee

   For      Withheld      Broker
Non-Votes
 

Mark Borer

     288,476,078        2,208,418        18,901,141  

Clay Bretches

     272,793,836        17,890,660        18,901,141  

Staci L. Burns

     275,706,713        14,977,783        18,901,141  

C. Doug Johnson

     288,463,278        2,221,218        18,901,141  

D. Mark Leland

     288,088,648        2,595,848        18,901,141  

Kevin S. McCarthy

     275,735,774        14,948,722        18,901,141  

Christopher J. Monk

     275,678,174        15,006,322        18,901,141  

Stephen P. Noe

     275,705,874        14,978,622        18,901,141  

Robert S. Purgason

     271,750,935        18,933,561        18,901,141  

Ben C. Rodgers

     275,153,039        15,531,457        18,901,141  

Jon W. Sauer

     270,236,602        20,447,894        18,901,141  

 

   

The appointment of Ernst & Young LLP as the Company’s independent auditor for fiscal year 2020 was ratified by the majority of shares voted:

 

For

   Against    Abstentions    Broker Non-Votes

309,052,163

   392,397    141,077    0

 

   

The issuance of shares of the Company’s Class A Common Stock, upon the exchange of certain preferred units issued by a subsidiary of the Company, in an aggregate amount equal to or exceeding 20% of the issued and outstanding Class A Common Stock was approved by the majority of shares voted:

 

For

   Against    Abstentions    Broker Non-Votes

288,786,366

   1,837,789    60,341    18,901,141

 

   

An amendment to the Company’s Second Amended and Restated Certificate of Incorporation to effect a reverse stock split of all outstanding shares of the Company’s common stock, by a ratio of one-for-twenty, was approved by the majority of shares voted:

 

For

   Against    Abstentions    Broker Non-Votes

306,916,956

   2,514,904    153,777    0


SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

 

  ALTUS MIDSTREAM COMPANY
Date: May 22, 2020  

/s/ Rajesh Sharma

 

Rajesh Sharma

  Corporate Secretary