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EX-99.2 - EXHIBIT 99.2 - Axcella Health Inc.tm2020068d1_ex99-2.htm
EX-99.1 - EXHIBIT 99.1 - Axcella Health Inc.tm2020068d1_ex99-1.htm

 

 

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

 

 

FORM 8-K

 

 

 

CURRENT REPORT

Pursuant to Section 13 OR 15(d)

of The Securities Exchange Act of 1934

 

Date of Report (Date of earliest event reported): May 18, 2020

 

 

 

AXCELLA HEALTH INC.

(Exact name of registrant as specified in its charter)

 

 

 

                             
 
         
Delaware   001-38901   26-3321056
(State or other jurisdiction
of incorporation)
  (Commission
File Number)
  (IRS Employer
Identification No.)

           
840 Memorial Drive
Cambridge, Massachusetts
02139
(Address of principal executive offices) (Zip Code)

 

Registrant's telephone number, including area code: (857) 320-2200

 

Not Applicable

(Former name or former address, if changed since last report)

 

 

 

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions ( see General Instruction A.2. below):

 

¨ Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
¨ Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
¨ Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
¨ Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

 

Securities registered pursuant to Section 12(b) of the Act:

       
Title of each class  Trading Symbol(s)  Name of each exchange on which
registered
Common Stock, $0.001 Par Value  AXLA  Nasdaq Global Market

 

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).

 

Emerging growth company x

 

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ¨

 

 

 

 

 

 

Item 8.01 Other Events.

 

On May 13, 2020, Axcella Health Inc. (the “Company”) announced the pricing of its public offering of common stock. On May 18, 2020, the Company announced the closing of its public offering of common stock, including the full exercise of the underwriters’ option to purchase additional shares. Copies of the press releases are attached to this Current Report on Form 8-K as Exhibits 99.1 and 99.2 and are incorporated by reference herein.

 

Item 9.01.Financial Statements and Exhibits.
   

(d) Exhibits:

                 
Exhibit
No.
  Description
99.1   Press release issued by Axcella Health Inc., dated May 13, 2020
99.2   Press release issued by Axcella Health Inc., dated May 18, 2020

 

 

 

 

SIGNATURES

 

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

 

  AXCELLA HEALTH INC.
   
Date: May 18, 2020       By: / s/ William R. Hinshaw, Jr.
              William R. Hinshaw, Jr.
              Chief Executive Officer, President and Director